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0113. Interpretation

This rule is no longer applicable. NASD Rule 0113 has been superseded by FINRA Rule 0130. Please consult the appropriate FINRA Rule.

The Rules shall be interpreted in such manner as will aid in effectuating the purposes and business of the Association, and so as to require that all practices in connection with the investment banking and securities business shall be just, reasonable and not unfairly discriminatory.
Cross Reference–

Resolution under Article XI, Section 4, of the By-Laws: Interpretations and Explanations

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