0114. Effect on Transactions in Municipal Securities
This rule is no longer applicable. NASD Rule 0114 has been superseded by FINRA Rule 0150. Please consult the appropriate FINRA Rule.
The Rules shall not be construed to apply to contracts made prior to the effective date of the Rules or to transactions in municipal securities (as defined in Section 3(a)(29) of the Act).
| Amended by SR-NASD-95-39 eff. Aug. 20, 1996. |