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3330. Payment Designed to Influence Market Prices, Other than Paid Advertising

This rule is no longer applicable. NASD Rule 3330 has been superseded by FINRA Rule 5230. Please consult the appropriate FINRA Rule.

No member shall, directly or indirectly, give, permit to be given, or offer to give, anything of value to any person for the purpose of influencing or rewarding the action of such person in connection with the publication or circulation in any newspaper, investment service, or similar publication, of any matter which has, or is intended to have, an effect upon the market price of any security, provided that this Rule shall not be construed to apply to matter which is clearly distinguishable as paid advertising.

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