3340. Prohibition on Transactions, Publication of Quotations, or Publication of Indications of Interest During Trading Halts
This rule is no longer applicable. NASD Rule 3340 has been superseded by FINRA Rule 5260. Please consult the appropriate FINRA Rule.
Amended by SR-NASD-2005-087 eff. Aug. 1, 2006 Amended by SR-NASD-2001-47 eff. March 31, 2003. Amended by SR-NASD-2002-97 eff. July 29, 2002. Amended by SR-NASD-2000-33 eff. August 13, 2001. Adopted by SR-NASD-87-13 eff. May 5, 1988. Selected Notices: 86-13, 88-46, 89-2, 98-26, 01-47, 02-82. |