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5140. Multiple MPIDs for Trade Reporting Facility Participants

This rule is no longer applicable. NASD Rule 5140 has been superseded by FINRA Rule 6160. Please consult the appropriate FINRA Rule.

For a pilot period ending on January 30, 2009, any Trade Reporting Facility Participant that wishes to use more than one Market Participant Symbol ("MPID") for purposes of reporting trades to a Trade Reporting Facility must submit a written request to, and obtain approval from, NASD Operations for such additional MPID(s).


Amended by SR-NASD-2008-003 eff. Jan. 25, 2008.
Amended by SR-NASD-2007-008 eff. Jan. 26, 2007.
Adopted by SR-NASD-2006-108 eff. Nov. 27, 2006.

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