6140E. Trade Report Processing
This rule is no longer applicable. NASD Rule 6140E has been superseded by FINRA Rule 7240B. Please consult the appropriate FINRA Rule.
All trades submitted to the System must be locked-in trades prior to entry into the System.
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Amended by SR-FINRA-2007-015 eff. Sep 19, 2007. Adopted by SR-NASD-2007-011 eff. April 18, 2007. |