IM-6130E. Trade Reporting of Short Sales

Rule 6130E(d)(6) requires that members indicate on System reports whether a transaction is a short sale transaction ("short sale reporting requirements"). Rule 6130E applies to members that submit reports to the NASD/NYSE Trade Reporting Facility not just for NGM securities transactions, but for transactions in all exchange-listed securities. Thus, all short sale transactions in these securities reported to the System must carry a "short sale" indicator.