9770. Application to Commission for Review
This rule is no longer applicable. NASD Rule 9770 has been superseded by FINRA Rule 9770. Please consult the appropriate FINRA Rule.
Renumbered from Rule 9790 and amended by SR-NASD-2007-052 eff. Aug. 1, 2008. Amended by SR-NASD-2005-087 eff. Aug. 1, 2006. Amended by SR-NASD-98-88 eff. May 4, 1999. Amended by SR-NASD-97-97 eff. Jan. 15, 1998. Amended eff. Oct. 18, 1990. Selected Notice to Members: 08-34. |