9770. Application to Commission for Review
This rule is no longer applicable. NASD Rule 9770 has been superseded by FINRA Rule 9770. Please consult the appropriate FINRA Rule.
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Renumbered from Rule 9790 and amended by SR-NASD-2007-052 eff. Aug. 1, 2008. Amended by SR-NASD-2005-087 eff. Aug. 1, 2006. Amended by SR-NASD-98-88 eff. May 4, 1999. Amended by SR-NASD-97-97 eff. Jan. 15, 1998. Amended eff. Oct. 18, 1990. Selected Notice to Members: 08-34. |