9800. TEMPORARY CEASE AND DESIST ORDERS
This rule is no longer applicable. NASD Rule 9800 has been superseded by FINRA Rule 9800. Please consult the appropriate FINRA Rule.
Amended by SR-NASD-2007-033 eff. June 23, 2007. Amended by SR-NASD-2005-061 eff. May 11, 2005. Amended by SR-NASD-2003-110 eff. June 28, 2004. Adopted by SR-NASD-98-80 eff. June 23, 2003. Selected Notices: 03-35, 04-36. |