I oppose this proposal. These leveraged vehicles allow investors short term leveraged trading opportunities versus risking large investment sums of money.
Do not restrict my ability to short markets. It comes with the same risk as regular investing, and I should have both options available to me...
I strongly oppose restrictions on my right, as a retail investor, to openly invest in ETFs which use derivatives for long or short public investments.
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Rule 1. All short sale shall be reported to finra by end of each settlement day. Rule 2. Finra shall make public report the day to day short sale by end of settlement day or the trading week. Rule 3. All unused loaned shares shall be reported to finra by end of settlement day. Rule 4. Finra shall make public the outstanding unused loaned share by end of settlement day of a trading week. Rule 5.
FINRA 21-19 is a long overdue; the US has systemic risk developed under the regulatory authority of FINRA's outdated SI reporting policy. While many of the policies mentioned in Regulatory Notice 21-19 address exploitable and ineffective reporting, they also leave gaps/loopholes that could compromise its purpose. The stability of the US markets and the confidence of its global investing
FINRA 21-19 is long overdue. The US markets are not trusted given the massive class of billionaires that make the markets and conduct back-end deals to manipulate the markets along with hedgefunds. Given these players have ultimate transparency on retail investors using payment for order flow (PFOF), it's only fair that retail investors can see the daily (or per transaction) movements of
I should be able to choose which investments (whether leveraged/inverse or not) to invest in. I fully understand the risks/rewards of leveraged/inverse ETFs. They provide a specific investment strategy within my diversified portfolio. Restricting or eliminating these types of investments would be the same as prohibiting or restricting investors from investing in publicly traded small-cap stocks (
I reserve the right to make decisions about my money, no matter how ill-advised. If citizen err by not doing research, so be it. While it's clear that many go broke (or worse) by making bad decisions about their money, this has always been true. The stock market has become a casino, and until the government abolishes lotteries, casinos in every state and sports betting, then I don&#
I am seeking further transparency for short interest position reporting. SEC is doing nothing to end the corruption.