1. All shorts shall be reported to FINRA by end of each settlement day. 2. All unused loaned shares shall be reported to FINRA by end of the settlement day. 3. FINRA shall make public the outstanding unused loaned share(s) by end of the settlement day of a trading week. 4. All threshold securities sho regulation shall be reported daily with a full accounting of fail to deliver end by end of
I’m sure you will get many comments but it would be nice to see more details on how companies are shorted in a given day as well as something which details what is considered market manipulation and how to report it because many “investors” feel they are getting a raw deal with hedge funds. I believe rules should be in place that a hedge fund cannot pay brokers for trade information especially
I would like to express my displeasure at the elitist idea of limiting my use of leveraged and inverse funds. These funds play an important part of my portfolio, as each gives me an instant diversified basket of stocks, and are much easier to use than options, which really are not practical for the small investor or trader.
TO FINRA
I do object to not having the option of choosing how and what stocks and other investments I choose to spend my monies on. Kindly do not add another layer of government intervention to my investment account and free choice. Thank you for you attention to my opinion
Regards, Rose Mary Petry
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My grandfater taught me how to invest to pay my way thru colledge. I have been very succcessful investing in the stock market especially QQQ & TQQQ ProShares. It has paid my way thru 3 years of school and I need it to continue. Let me invest the way I am used to.
SummaryFINRA has amended its Rule 5110 (Corporate Financing Rule - Underwriting Terms and Arrangements) to make substantive, organizational and terminology changes to the rule.1 The amendments to Rule 5110 modernize, simplify and clarify its provisions while maintaining important protections for market participants, including issuers and investors participating in public offerings. The
Continuing Education Planning
I oppose any restriction that limits my right to invest. I have been investing in stock market since 1988 and have been able to make a living from my returns. I appreciate FINRA and the protections provided to the individual investor, but we do not need any additional restrictions regarding our investments.
I oppose restrictions to my right to invest in what I choose and why I choose it. I choose to invest in leveraged and inverse funds and have for several years as its a minor portion of my investing plan to offset smaller growth stocks. It seems unfair to put restrictions on my investing actions at this point in my investing.
