I do not agree with FINRAs proposed limits that may restrict my access to Leveraged ETFs or disqualify me from trading L&I ETFs or other complex products. I have a strong understanding of the characteristics and risks of L&I Funds, and that their purpose is for short-term active trading, and that they should be monitored regularly. My broker provides me a description of the
Please do not limit/restrict my and other investors' access to L&I Funds or disqualify us from trading L&I Funds or other "complex products".
I do have a strong understanding of the characteristics and risks of L&I Funds, and that understand that their purpose is for short-term active trading, and that they should be monitored
Please do not limit/restrict my and other investors' access to L&I Funds or disqualify us from trading L&I Funds or other "complex products".
I do have a strong understanding of the characteristics and risks of L&I Funds, and that understand that their purpose is for short-term active trading, and that they should be monitored
Please do not limit/restrict my and other investors' access to L&I Funds or disqualify us from trading L&I Funds or other "complex products".
I do have a strong understanding of the characteristics and risks of L&I Funds, and that understand that their purpose is
for short-term active trading, and that they should be monitored
Comments: I believe that FINRAs proposed limits would restrict my access to L&I Funds and/or disqualify me from trading L&I Funds or other "complex products". I have a strong understanding of the characteristics and risks of L&I Funds, and that their purpose is for short-term active trading, and that they should be monitored regularly. The
Comments: I do not support FINRAs proposed limits that may restrict access to L&I Funds or to disqualify me from trading L&I Funds or other "complex products". I have a strong understanding of the characteristics and risks of L&I Funds, and that their purpose is for short-term active trading, and that they should be monitored regularly. My brokerage firms,
August 2010 Supplement to the Security Futures Risk Disclosure Statement
Comments: I believe that it is an overstep by FINRA to limit access to leveraged and inverse ETFs. By limiting access, FINRA is unduly infringing on the rights of free market participants. Providing education on these products to investors is more than appropriate, but limiting access would be an overstep. I, and all of the people I know personally, have a deep understanding of the
NASD is filing with the Securities and Exchange Commission ("SEC" or "Commission") a proposed rule change to amend Rule 2860 (Options) to (1) require that a copy of each amendment to the options disclosure document, Characteristics and Risks of Standardized Options, be distributed to each customer not later than the time of the delivery of a confirmation of a transaction in
Comments: I have a strong understanding of the characteristics and risks of leveraged investments. I understand this should be monitored regularly, and that they are for short-term trading. My brokerage limits access to the types of trade that I can engage in; for example, I am not allowed to short sell calls or puts, strategies which can be extremely safe or strategies which can be extremely
