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FINRA is publishing its quarterly OTC Equities High Price Dissemination List for the fourth quarter of 2021. This updated list of OTC equity securities eligible for trade report dissemination for trades of fewer than 100 shares is effective as of April 1, 2022. To view changes, visit the Daily List: Security Attribute Changes page, select the “Unit of Trades” filter and enter March 31, 2022 as
I have over 20 years experience trading leveraged funds. They are vital to my investment strategy both in large accounts and small accounts. In the past these investments have worked well for me. Do not place needles regulations that preclude my trading them. Every investor should be allowed to trade independently as a free trading environment enhances the overall marketplaces
Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“Commission”) a proposed rule change to amend FINRA Rule 7620B (FINRA/NYSE Trade Reporting Facility Reporting Fees) to modify the trade reporting fees applicable to participants that use the FINRA/NYSE Trade Reporting Facility (“FINRA/NYSE TRF”).
I have a right to trade ETFs. I want to continue trade them. I have experience trading them for 15+ years
In order to perform system maintenance, the FINRA Test Facility (NTF) will be unavailable for client testing for all products on Thursday April 18, 2024, from 2 p.m. ET until the end of the day.Production systems are unaffected by this event. NTF will become available again for all products starting April 19, 2024. Please contact FINRA Product Management or
Leveraged funds are as much a part of the market as any other funds and to restrict trading from the public really is a slam on independent investors.
We should have access to the entire market, even more after hours where professionals trade and we do not have access.
Fait trading should really be fair trading. Currently it is not.
Leave leveraged funds alone.
FINRA Reminds ATS Subscribers and ATSs of the April 13, 2019, Effective Date for Disaggregated Transaction Reporting
The world of money laundering is a fast-paced and ever evolving, which can make it difficult for a financial firm to develop and maintain a strong anti-money laundering program. On this episode, two FINRA anti-money laundering experts discuss current priorities and best practices when it comes to AML regulation.
I do not need regulators to protect me from myself, and I should continue to be allowed to invest the money I earn in publicly traded Leveraged and Inverse funds. These investment vehicles are already approved for trading by the SEC, and I already receive "warnings" about their potential risks when I chose to trade them. Requiring me to "prove" I am worthy to trade them is a
