Restricting my ability to used leveraged and inverse funds would reduce my ability to generate taxable income. I love that I can support government programs through taxable income earned in leveraged and inverse funds.
I have used ProFunds for over 20 years now. Proshares inverse and leveragedlong funds have been around a long time and they give me the flexibility to do what I want and invest how I want and they are neat and beneficial and provide clear and non-dangerous opportunities to invest, hedge, and participate in many indexes and sectors of the market. I have helped run a hedge fund that could use short
A financial professional designation is like a certification or credential. They’re different from registration or licenses. This bulletin can help investors better understand the professional designations financial professionals might use.
Certified Regulatory and Compliance Professional (CRCP) designees are required to complete 12 hours of continuing education (CE) every three years as of their certificate anniversary award date. Now, you can choose your CRCP CE credits from a wide variety of convenient educational formats, including FINRA developed conferences, e-learning and classroom learning courses, online workshops and webcasts.
Dear FINRA,
I object to this rule that public investments should be restricted to a small number of privileged individuals. Making the public pass tests in order to invest in public funds is elitist and opposes our nations tradition of individual improvement through investing. As a woman, it is critical to me that I have access to all types of public investment because these types of rules are
Summary
FINRA warns member firms of an ongoing phishing campaign that involves fraudulent emails that include the domain “@invest-finra.org”. FINRA recommends that anyone who clicked on any link or image in the email immediately notify the appropriate individuals in their firm of the incident.
The domain of “invest-finra.org” is not connected to FINRA and firms should delete all emails
I'm writing to register my alarm that FINRA is considering restricting leveraged/inverse funds to only certain investors. This is wrong on many counts, as well as requiring classes or passing tests, which amount to hurdles for the public. Many people, self included, use these kinds of investments to increase returns knowing full well they involve extra risks. I believe we're on the cusp
Dear Sir or Mz, Please do not put into place any regulation or test which would impede a retail investors ability to trade leveraged index funds. Trading leveraged index funds such as ProShares funds is a convenient, easy way for a small investor to make a good living. There is always risk in any trading activity. This is well understood by the great majority of traders whether small or
The decision on whether or not an inverse or leveraged product be available to an investor ought to rest solely with the investor. Any investor who would be willing to use such products is well aware of the risks and can make their own financial decisions. These are complicated products that the retail trader would not use. To be able to properly invest in financial markets requires extensive
(a) Definition of Principal and Principal Registration Categories(1) Definition of PrincipalA "principal" is any person associated with a member, including, but not limited to, sole proprietor, officer, partner, manager of office of supervisory jurisdiction, director or other person occupying a similar status or performing similar functions, who is actively engaged in the management of
