Some investors use foreign securities to diversify portfolios. Since overseas assets often don’t track their U.S. counterparts closely, a globally diversified portfolio might help reduce volatility. But currency risk could be present both in foreign investments and also other parts of your portfolio.
All short positions data should be released DAILY. THE SEC SHOULD ENFORCE THEIR ALREADY ESTABLISHED LAWS INSTEAD OF FORCING US TO HIRE LAWYERS TO GO AFTER HEDGEFUNDS THAT TRADE SHARES IN DARK POOLS. THE AMOUNT OF MARKET MANIPULATION THAT OCCURS DAILY WITH ONLY A SLAP ON THE HAND IS RIDICULOUS! MAYBE START ENFORCING MARGIN CALLS. I WOULD LOVE TO SEE CITADEL'S FINANCIALS TO SEE IF THEY HAVE
I have been investing in stocks since 2015. I've been picking and choosing my own investments without help from any financial professional. In 2020 I had an account with TD Ameritrade and an account with Acorns doing ETFs. The stocks I picked with TD Ameritrade at my own discretion outperformed my ETF account picked by acorns.
People diserve the right to manage their own money and pick
All short positions should be transparent and recorded daily. https://www.sec.gov/rules/petitions/2020/petn4-758.pdf February 12, 2020 Vanessa Countryman Secretary U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549-1090 Re: Petition for Rulemaking on Short and Distort Dear Ms. Countryman: Petitioners signed below respectfully submit this petition for rulemaking pursuant
Upcoming District Committee and District Nominating Committee Elections
Reserved MPIDBank NameTreasury (TS)Agency Debt (CA) & Agency MBS (SP)BACPBank of America, N.A. (Private Bank)xxBACTBank of America, N.A. (Corporate Treasury)xxBAGMBank of America, N.A.xxBMCHBank of Montreal, Chicago BranchxxBNYBBank of New York MellonxxBNSABank of Nova Scotiax BOKCBOKF, NAxxCASACredit Agricole CIBx CBKCCommerce Bankx CBNYCitibank, N.A.xxDBNYDBNY
On April 20, 2015, FINRA launched a significant new initiative—the FINRA Securities Helpline for Seniors (HELPSTM)—to broaden its investor protection efforts. As part of FINRA’s commitment to the protection of senior investors, the Helpline is intended to be the “go-to” resource for senior investors with securities-related questions and concerns. FINRA’s focus on senior investors has steadily
The Portfolio Margin and Intraday Trading section of the 2023 Report on FINRA’s Examination and Risk Monitoring Program (the Report) informs member firms’ compliance programs by providing annual insights from FINRA’s ongoing regulatory operations, including (1) regulatory obligations and related considerations, (2) findings and effective practices, and (3) additional resources.
Comments: Regarding FINRA Regulatory Notice 22-08.
I was forced into early retirement as a result of Covid. As such, I was forced into living off my IRA earlier than planned. I have been investing and trading for 45 years. I am a small retail trader. I occasionally employ the use of leveraged and inverse ETFs to protect against losses or to enhance returns with due regard for their intended
Board Appoints Industry Governors, Discusses FINRA’s Long-Term Financial Planning and Hears Latest From Key Stakeholders
