I am an active trader and enjoy trading these ETFs. It is my pastime and I would hate to lose it. I don't do it to make large sums of money.
These proposal are an insult to humanity. The hubris is disgusting. People who think they know better than anyone should be locked away. To limit the public's ability to invest in these funds is to further RIG the game against the public. Unelected bureaucrats doing the bidding of special interests. All this that these LOSERS, bc that is what these special interests are, can no longer beat
Fairness is key. Everything needs to be reported for a fair and equal trading opportunity for everyone.
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The purpose of this Special Notice to Members is to inform members of the upcoming nomination and election process to fill
No member shall make an offer to buy from or sell to any person any security at a stated price unless such member is prepared to purchase or sell, as the case may be, at such price and under such conditions as are stated at the time of such offer to buy or sell.
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.01 Firmness of Quotations. Members and persons
For purposes of the Rule 11890 Series, the terms of a transaction are “clearly erroneous” when there is an obvious error in any term, such as price, number of shares, or other unit of trading, or identification of the security.
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.01 Refusal to Abide by Rulings. It shall be considered conduct inconsistent with just and equitable principles
SummaryEffective May 22, 2024, the Section 31 fee rate applicable to specified securities transactions on the exchanges and in the over-the-counter markets will increase from its current rate of $8.00 per million dollars in transactions to a new rate of $27.80 per million dollars in transactions.Finance-related questions should be directed to:Amanda Rath, Manager, Finance, at (240) 386-6637 or by
Heather Seidel is Chief Counsel in the Office of Regulatory Economics and Market Analysis. In this capacity, Ms. Seidel serves as a member of the leadership team, advising on policy formation and providing expert interpretative guidance on regulatory, policy and legal matters. She also works in partnership with colleagues in the Regulatory Operations departments, the Office of General Counsel and
WASHINGTON—FINRA marks this month the 10th anniversary of the FINRA Securities Helpline for Seniors, an important resource for seniors and vulnerable investors that has assisted in recovering more than $9.3 million for investors as of Dec. 31, 2024.
This action is not based on any evidence of misuse of leveraged ETFs. Arguably, this action would push investors into far riskier investments such as cryptocurrencies, margin trading, short term options, and penny stocks - why draw the line at leveraged ETFs? Utilizing a leveraged ETF tracking DOW30 and S&P500 as a small percentage of my portfolio helps me enhance my returns. Leveraged
