It should be my right to invest in what I wan to invest in. The fact some people dont know and will never know how to trade these securities is not your problem or mine.
Im opposed to FINRA putting regulations on trading proshares. People who risk their money understand the lessons and can learn from the market volatility and stability. Thanks
Reminder to NASD Members - Transactions with NASD and American Stock Exchange Employees
NASD members who carry brokerage accounts for NASD, NASDAQ, or American Stock Exchange employees are reminded of the need to promptly implement employees' instructions calling for duplicate statements to be provided to NASD. This requirement is set forth in NASD Rule 3090(a), which provides that "[w
As a retail investor I cannot say I'm happy with the whole financial system with stock market. Everything we buy and sell is reported instantly. Our positions are transparent to any market maker or institution. All we ask for is full transparency on all transactions that occur in that trading day. In today's age we should be able to track and barcode every share that is available in a
On my journey to investing in the stock market and am finding out that groups of Hedge funds have been manipulating stocks for their own and client’s personal gain. Where shorting a stock can be useful to help companies provide liquidity and entice investors, shorting companies to bankruptcy is not. In fact to bankrupt a company in order to make naked shorts disappear (and hence any
TO: All NASD Members and Other Interested Persons
On April 30, 1984, the Securities and Exchange Commission ("SEC" or "Commission") published for comment changes to the National Market System (NMS) designation criteria which by the National Association of Securities Dealers, Inc. ("Association" or "NASD") has proposed. If adopted, the effect of the changes
It is abhorrent that financial institutions are able to manipulate markets with zero consequences. They are able to insider trade and commit fraud. Why is there no punishment?
SUGGESTED ROUTING*
Senior Management
Legal & Compliance
Operations
Systems
Trading
*These are suggested departments only. Others may be appropriate for your firm.
Participation in NASDAQ's Automated Confirmation Transaction (ACT) Service, which has been approved by the
Please do NOT restrict my ability to freely trade leveraged and inverse funds to maximize my investment potential. I'm using these funds to increase funding for my retirement.
