Strong enforcement of illegal naked shorting. Penalties should be more than a slap on the wrist, or nothing at all. It's illegal, don't allow it. Any company caught naked short selling should be prohibited from trading on exchanges. Start out with a 1-week ban on all trading for that company for a first offense, and increase the time for each offense thereafter with a final penalty of
We as retail investors should have the ability to see the same materials the market makers and hedgefunds can see. It needs to be an open and fair market as it was designed to be. If there is excessive suspect activity we should also be allowed the i formation on that. Thankyou
As an investor I am very concerned about the potential for inadequate transparency in the market to leave room for conflict of interest in the way that my orders are processed. I believe that building a truly fair market, which does not provide structural advantages to leaders of the industry (in addition to the already countless tools unavailable to the average investor), is in the best interest
I feel this message will go no where, but I am writing this email to just have a voice in what is going on with AMC Stock. I invested in AMC to let Hedge Fund know you can make money if a company decides to go Bankrupt, but when a company as GME, AMC go broke because of a Pandemic which affected the whole entire Businesses World. I feel it is poor judgement to force a company to go broke by
I have been investing for a long time now and have seen many of the tricks the large companies use to turn large profits. One of the worst treatments I have witnessed, was the way the CMKX share holders were treated as their company was naked short sold into oblivion. It was later found out that there were millions of naked short transfers out there and when the cert pull happened there were some
We all want fairness in the market. No more rules that protect big money from any culpability when taking advantage of access to market features that retail investors don’t have. Conflicts of interest such as market makers shorting stocks they hold the books for, t-2 settlement dates, 15 day short reports, and most importantly, darkpool order rerouting of retail investor buy orders must be
Please implement the following amendments: (1) modifications to its short interest reporting requirements (Rule 4560); (2) a new rule to require that participants of a registered clearing agency report to FINRA information on allocations to correspondent firms of fail-to-deliver positions; and (3) other potential enhancements related to short sale activity.
Please implement the following amendments: (1) modifications to its short interest reporting requirements (Rule 4560); (2) a new rule to require that participants of a registered clearing agency report to FINRA information on allocations to correspondent firms of fail-to-deliver positions; and (3) other potential enhancements related to short sale activity.
Hello, As an active investor in the US stock market i would like to suggest following comments to the rule: Short Interest Position Reporting Enhancements and Other Changes Related to Short Sale Reporting. In order to ensure the integrity of the market, a level playing field for every investor, and deter abusive short selling, there should be an attempt to implement the following: 1) Establish
We want transparency in the market Computers count everything every second so they should be able to report everything every day We want real time data or end of day at least No dark pool Everyone wants to play by the same rules is not such a hard thing to understand. Place your bet then deal the cards... Retail investors are crippled by rules and regulations while hedge funds and institutions