I am an adult, and can accept the responsibilities of my investing decisions. I don't need a regulator to tell me how to invest my personal finances. The lottery is perfectly legal and ran by governments as a tax on the poor.
Leveraged and inverse funds are an important part of my investment strategy. They don't take a degree in rocket science to understand. As with investing in
To Whom It May Concern, I am greatly concerned about any additional cost further regulation and compliance will have on complex trading products, particularly leveraged ETFs. I am concerned about additional regulations which may increase the time it takes to get approval for trading complex products. I purchased leveraged ETFs on market indices, however there was five years of research in search
What makes the American Financial Markets so exceptional is they are the most innovative markets on earth. What this means is anyone with sound knowledge about a product is willing to take the risk only because such products are available and they trust the provider of those products to do the right thing to closely mirror the benchmark index as much as possible. If you take out access to these
"Fines" = "hush money". Put the illegal shorters in jail SOON! Stop building your evidence because it's already been done for you via Overstock.com via gamestop via New Mexico vs. Banks. If the policies are preventing prosecution, put a vote to change them. Not next election, TODAY! This conflict of interest happening with your revolving door has got to stop TODAY! These
Hello, I appreciate the opportunity to comment on this issue. The premise behind the day trading rule is based on protecting the investor, but this limits a lot of small investors from learning the trade. Let's be honest here, there's a lot of "day traders" who aren't successful because they are gambling. Well, at least with the stock market, people are able to make
Understanding the benefits and risks of various types of orders can help you avoid unintended losses and better ensure your trades are executed in a timely manner and at a price with which you are comfortable.
5/2/2025 Jennifer Piorko Mitchell Office of the Corporate Secretary FINRA 1735 K Street, NW Washington, DC 20006 RE: Comments on FINRA Regulatory Notice 25-05 and Proposed Rule 3290 Dear Ms. Mitchell, I am writing to express my strong opposition to FINRA’s proposed Rule 3290, as outlined in Regulatory Notice 25-05. While I fully support FINRA’s mission to protect investors, this proposal
A callable bond allows its issuer to redeem it before the listed maturity date. For bond holders, this means the potential loss of future interest payments and a lower than expected return on investment. It’s important to understand the terms of these products and how an early redemption can impact your investment goals.
I believe in more significant penalties and stricter timeliness for FTDs. The rules are so tight for retail investors but the market makers, brokers, large funds, etc. receive so much leeway. A retail trader should have even opportunities as it pertains to data as well. I believe these rule changes will assist with bringing better information to all. Thank you.
The only way to have a trust worthy financial market is through transparency and having a better understanding of what short positions exist and the data involved with them only seems the logical answer. Currently it’s a portion of the market that seems shrouded in mystery. That doesn’t make me want to invest; if anything it has made me shy away.
