NASD is filing with the Securities and Exchange Commission ("SEC" or "Commission") this proposed rule change to amend NASD Rule 7001C (Securities Transaction Credit) to increase to 100% the percentage of New York Stock Exchange ("Tape A"), American Stock Exchange ("Tape B") and Nasdaq Exchange ("Tape C") revenue shared with NASD members reporting
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Executive Summary
Federal Reserve Board Regulation T governs the extension of credit to customers by broker/dealers. Among the provisions of Regulation T are requirements governing the initial margin
Ive been free to invest however I choose. I am against a rule to prohibit my trading unless I comply with yet another government mandate protecting the small number of idiots out there
As an investor i understand risk and rewards associated with 3xleverege ETF as well inverse 3xleverege ETF .And I am totally against and rule imposed on small investor which will discourage investing.
Please preserve our rights. Leveraged and inverse funds need
no regulations to hinder individuals from investing in them.
There should be no added processes or rules making it more difficult to invest in these funds.
Every individual should have easy access to publicly available investment vehicles. There can be a place for these types of investments in many portfolios and any proposed rules should support equal access.
THIS IS A SHAM AFTER 40 YRS OF INVESTING.NOW YOU WANT TO CHANGE THE RULE IN THE MIDLE OF THE GAME. THIS WILL MAKE ME STAY AWAY FROM YOUR GAMES. I SHOULD BE ABLE TO CHOSE THE INVESTMENT NOT THE REGULATORS.
I do not want a regulator to mandate rules to prevent me from investing TQQQ, SQQQ or other leveraged funds. I am fully capable to decide how much I desire to put at risk.
The sale of a call option and purchase of a put option with the same expiration date and strike price provides equivalent exposure to the price of a stock as a short sale. Despite this equivalence, this synthetic position does not currently create a short position that would be reportable under the current version of Rule 4560. The extent of use of this and other types of synthetic short
NASD is filing with the Securities and Exchange Commission ("SEC" or "Commission") this proposed rule change to amend NASD Rule 7001E (Securities Transaction Credit) to increase to 100% the percentage of New York Stock Exchange ("Tape A"), American Stock Exchange ("Tape B") and Nasdaq Exchange ("Tape C") revenue shared with NASD members reporting
