I think people should be free to decide whether they should invest in leveraged funds. They should be able to profit from their good decisions and pay for their bad decisions without the interference of government. The government influence should be to make sure the system is fair to all.
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Shubham Agrawal, a Senior Security Engineer with FINRA, discovered that the Amazon EC2 Autoscaling service lacked PassRole validation check for one of its commands, CreateLaunchConfiguration. This can lead to “privilege escalation” in the AWS cloud, which is gaining elevated access or jumping from a lower privileged role to higher privileged one. This blog discusses the
This is an absolute infringement on my right to an American dream! The regulatory system in this country has gotten completely out of control! I choose to use these securities to hedge long postions. This will NOT help anyone achieve freedom. You are literally regulating the wealth gap larger.
Regulators should not interfere with my right to purchase leveraged or inverse securities. We have a free enterprise system, so please don't interfere with my liberties. If I lose money in this type of investment, then lesson learned. That's the best way to learn.
Frequently asked questions about FINRA BrokerCheck, a free tool for researching brokers, brokerage firms, investment advisers & investment adviser firms.
Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to enhance the collection and dissemination of new issue reference data for corporate bonds and charge associated fees.
See also SR-FINRA-2021-007 (Proposed Rule Change to Extend the Time to Announce the Implementation Schedule for FINRA’s
Establish Regulations on Crypto with a new Standard (not old Howey Test) based on utility and on if they had used an ICO or not! Then once President has been established guidelines and legal actions can be taken. The legal issue taking up with XRP is not just! There is no set standard and to start legal action after 8 years is ridiculous. XRP Never had an ICO, they have all kinds of utility. Each
Eliminate dark pools Fines should be greater than the profit hedge made from the illegal activity Jail time is needed for market manipulation. Short positions should be forcibly closed out if illegal market manipulation is found and trading rights of those involved should be revoked. Shorting taking place in the dark pool needs to be disclosed to the public. If an institution buys shares in the
As a hard working citizen of the USA, I put my faith in the government to ensure the system work for all investors. It is hard enough for folks having to deal with rising real estate and other costs, but I am told to work hard and invest to offset. I am losing faith in the system and the government who sworn to protect all investors. I do not understand why short sellers have so many
I like what you are talking about here daily transparency on fails to deliver, synthetic short positions, married naked options contracts. Transparency on where the borrowed shares are coming from, verification of shares only being borrowed one time by firms that are borrowing out shares, verification that shares being borrowed are coming from proper sources not being borrowed from clients with
