FINRA Updates Private Placement Filer Form Pursuant to FINRA Rules 5122 and 5123
To Whomever this concerns, Please institute rules that will help investors in the American marketplace have faith that the system is not corrupt, that there is a level playing field, and that the government works for the people and not just wealthy and well-connected institutions and individuals. In this modern "information" era, the disparity in the available information to retail
As I see it, the current US market is full of nothing but fraud and blatant manipulation, with regulatory agencies doing nothing to police it to the point of them being complicit in these actions as well. They are complicit through their complacency, with years of unchecked fraud and market manipulation in several ways. Naked short selling by large hedge funds like Citadel, point72 and Melvin
I completely disagree with the imposed new regulations I shouldnt have to go through special hoops to invest in products. Leveraged products are important tools for my financial situation to achieve my goals and I should be allowed to invest in them with as much it as little as possible whenever I want. Do not limit my ability to invest in leveraged or inverse financial products. You are limiting
This regulatory change further exacerbates financial disparity in access to investment vehicles based on high and lower income earners. Consumer safety is important but not at the expense of force limiting options for investment. Whats really needed is stronger financial education, accessible regardless of means, which provides more opportunities for everyday Americans to build wealth based on
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The purpose of this Special Notice to Members is to announce the nominees for the District Committees and the District Nominating Committees. The individuals identified in this Special Notice to Members
While I am not a financial professional, I have been managing my own investments for over 40 years. Studying the financial markets and the available instruments is something that I do on a regular basis. I fully understand the risks of leveraged and inverse funds and have successfully used these funds to help me meet my financial goals as part of diversified investment portfolio. I do not feel
NASD Will No Longer Impose Censures For Some Violations
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Last Voting Date Is January 30, 1984
Enclosed herewith are proposed amendments to Article III, Section 19 of the Rules of Fair Practice and the Explanation thereto. These amendments have been approved by the Association's Board of Governors for submission to the membership for a vote. If approved, they must
FINRA Regulators,
I vehemently oppose limitations on my ability to buy or sell leveraged and inverse funds. You should not restrict or prohibit a private person's ability to invest and to make personal financial decisions.These funds help me hedge my investments against inflationary risks. I, not you sirs, should be able to make my own financial decisions. I do not interfere in your
