Hello,
I feel it is extremely important to write to you regarding restrictions as to what my choices are to invest in. I should be able to choose the public investments that are right for myself and my family and those choices should include a broad spectrum of choices and not be limited by regulation.
Public investments should be available to all of the public, not just the privileged which has
In general, I stick to conservative broad index funds for my investments, especially retirement. That said, I also see value in investing in funds like reverse volatility funds from time to time when the opportunity to benefit from stability presents itself.
I am very well versed in the risks of the market, which is why the majority of my investments are well diversified, but if want to invest a
Regulating what I choose to invest in is not the choice of the government or it's regulators. I completely understand the risk of the investments I choose to invest in for my continued growth and wealth in the markets. Public investments should be available to all of the public not just the privileged few. Going through a special process and testing in order to freely invest into the
TO; All NASD Members and Level 2 and Level 3 Subscribers
On Tuesday, April 16, 1985, 100 issues are scheduled to join the NASDAQ National Market System bringing the total number of issues in NASDAQ/NMS to 1,861. These 100 issues, which will begin trading under real-time trade reporting, are entering the NASDAQ/NMS pursuant to the Securities and Exchange Commission's criteria for voluntary
SUGGESTED ROUTING*
Senior ManagementLegal & ComplianceTrading
*These are suggested departments only. Others may be appropriate for your firm.
EXECUTIVE SUMMARY
On May 1, 1990, the SEC approved an amendment to Schedule H of the NASD By-Laws to require member firms to file specified information with the NASD before initiating (or resuming) a quotation of a non-NASDAQ over-the-
Dear Sirs, I am writing today re: Proposed Rule #S7-24-15. This rule should not be adopted for the following reasons: I should be able to choose the public investments that are right for me and my family, not you. Public investments should be available to all of the public, not just the privileged few that you deem worthy of making that investment. I shouldn't have to go through any special
SummaryThe purpose of this Election Notice is to notify FINRA mid-size firms of a contested election for a mid-size firm seat on the National Adjudicatory Council (NAC) and the distribution of ballots. The two open large firm NAC member seats are not contested; therefore, no election will be held for the large firm seats.Voting concludes in the NAC mid-size firm seat election on December 15, 2023
All the illegal stuff needs to stop happening. How about that? Is that a good comment? Maybe you guys should have done your jobs in the first place. Maybe this wouldn't be an issue. Look what allowing this to continue has done to our "great" nation. You allow vile scum to make a mockery of our center of trade. You allow these disgusting vermin to pollute our systems and
As a small retail investor it is obvious that shorting has become a way to rig the game against the retail investor and against companies vying for survival. This practice of shorting and the illegal practice of naked short selling makes our financial system look like a stool with three legs…. Not very stable. If we don’t fix the glaring problems in this system where the scale is so clearly
SEC Approves Amendments to Trade Reporting Requirements for Restricted Equity Securities and Revisions to the Definition of OTC Equity Security
