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Dear FINRA:
I strongly oppose restrictions on my right to invest in public investments due to the following stated reasons:
1)I have over two decades of experience in investments in various types of stocks and bonds. I went through multiple bull and bear markets, and have obtained great gains. I am highly confident with my knowledge and skills in such investments.
2)I obtained higher returns by
FINRA is sharing the following common practices we observed while conducting Reg BI preparedness reviews and other ongoing conversations with firms. We hope this helps firms assess their Reg BI initiatives and continue their work preparing for the compliance date.
I believe I should be able to choose the public investments that are right for me and my family, not FINRA. Public Investments should be available to all of the public, not just the privileged few. I shouldn't have to go through any special process or pass a test before I can invest in leveraged and inverse funds, as I am capable of understanding the risks. These funds are important to my
I have been investing successfully in leveraged and inverse ETFs for several decades, including currently. I am a non-professional private investor. I believe there should be no regulations which limit my ability to trade these funds like any other ETF or security. I should be able to chose the investments that are most suitable for me and my family, and these should not be available to just
Financial Industry Regulatory Authority, Inc. ("FINRA") is filing with the Securities and Exchange Commission ("SEC" or "Commission") a proposed rule change to postpone until February 2, 2015, the implementation date of the requirement that alternative trading systems ("ATSs") use unique market participant identifiers ("MPIDs") when reporting
I, not the regulators, should be able to choose the public
investments that are right for me and my family.
Public investments should be available to all of the
public, not just the privileged.
I should not have to go through any "special process" like passing a test before I can invest my own money in public securities, like leveraged and inverse funds. I understand
I not regulators should be able to choose the public investments that are right for ME and MY family.
Public investments should be available to all of the public, not just the privileged. I am educated, and responsible, well aware of risks.
I shouldn't have to go through any special processlike passing a test before I can invest in public securities, like leveraged and inverse funds
. I, not regulators should be able to choose the public investments that are right for me and my family. I think public investments should be available to all of the public, not just the privileged
. I shouldn't have to go through any special process like passing a test before I can invest in public securities, including cryptocurrency funds such as Bitcoin, XRP and others.The public
I believe that restrictions on the ability to invest in inverse and leverage funds should not be made. I use triple leveraged funds to get greater returns/market exposure while maintaining some free cash in my portfolio to invest. These should be publicly available as it allows the average investor to have many more options available to them. Even with low amounts of starting capital, a savvy
