Stop trying to regulate financial market and securities and more than they are now.
May 2, 2023During this session, FINRA staff discuss the emerging trend of new account fraud, how bad actors are committing crimes through new account fraud, common practices to mitigate new account fraud, and applicable rules, regulations and guidance.Speakers:Blake Snyder, Senior Director, Financial Intelligence UnitGargi Sharma, Investigative Director, Special Investigations UnitCarmi Moser,
Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to adopt (1) FINRA Interpretive Material 1013-3 (“IM-1013-3”) that would set forth a short-form membership application process for firms that apply for FINRA membership due to the amendments to Exchange Act Rule 15b9-1, adopted by
I am the most qualified to make the financial decisions that affect MY family.
Financial freedom to choose how I invest my hard earned money.
Public investments should be available to all of the public not just the financially privileged
FINRA Requests Comment on the Effectiveness and Efficiency of its Communications With the Public Rules
I OPPOSE RESTRICTIONS TO MY RIGHT TO INVEST. Keep the government out of the financial markets.
We can not block people from the so-called financial freedom because the few are scared
Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to adopt FINRA Rules 6151 (Disclosure of Order Routing Information for NMS Securities) and 6470 (Disclosure of Order Routing Information for OTC Equity Securities).
