a seasoned investor with financial means should have the right to freely access the entirety of the public securities markets without arbitrary restrictions...my freedoms should not be restricted by finra or any other regulatory body...
I want to invest my money in what I feel the best place is for it. I dont want to barred as an individual from investments that a privileged few in the financial industry would still have access to.
Thank you
Financial decisions are included in the rights guaranteed to individuals in the pursuit of life, liberty and happiness. Those so engaged understand and accept the risks involved in such activity. The only things guaranteed in life are death and taxes.
Hi,
Leveraged and inverse funds are important to my investment strategies. I am capable of understanding leveraged securities and inverse funds and their risks and I, not financial regulators, should be the one making my investment decisions.
Do not proceed with regulations for private investors! Leveraged and inverse funds are pivotal to my investing. I should retain the right to make my own financial decisions without extra steps or approval processes.
INFORMATIONAL
Alternative Trading Systems that Trade Security Futures
Effective Date: March 31, 2003
SUGGESTED ROUTING
KEY TOPICS
Legal & ComplianceOperationsRegistered RepresentativesSenior ManagementTrading
Alternative Trading Systems (ATSs)Security Futures
Executive Summary
On January 27, 2003, the Securities and Exchange Commission (SEC) approved rule
The FINRA South Region Member Forum is a one-day event designed to provide financial professionals associated with FINRA member firms in the South Region the opportunity to engage in key discussions with FINRA staff, and connect with industry leaders and peers. The forum also includes thoughtful discussions around the future landscape of the financial services industry, and provides
The FINRA Midwest Region Networking Seminar is a one-day event designed to provide financial professionals associated with FINRA member firms in the Midwest Region the opportunity to engage in key discussions with FINRA staff, and connect with industry leaders and peers.
I don't need a babysitter. I have more confidence in my ability to make my own financial decisions than I have in any government oversight over my investments in leveraged and inverse funds.
Generational wealth must not require a literacy test. Investors must not require a literacy test. Both concepts protect the firms making the investments and negate responsibility for incorrectly explaining financial consequences that may occur.
