The FINRA South Region Member Forum is a one-day event designed to provide financial professionals associated with FINRA member firms in the South Region the opportunity to engage in key discussions with FINRA staff, and connect with industry leaders and peers. The forum also includes thoughtful discussions around the future landscape of the financial services industry, and provides
The FINRA Midwest Region Networking Seminar is a one-day event designed to provide financial professionals associated with FINRA member firms in the Midwest Region the opportunity to engage in key discussions with FINRA staff, and connect with industry leaders and peers.
I strongly oppose this regulation, which could disrupt the financial market and discourage people from investing. Nobody need to pass a test before ordering food from Subway. If you're not responsible for your own decision, then government is going to take away your freedom.
Leveraged and inverse funds have been an important part of our investment strategy for years. As an educated consumer we have the ability and right to make our own financial decisions. These options should not only be available to those who are already wealthy, accredited investors.
I am against any legislation that limits the ability into any financial products including investing into leveraged ETF like pro shares QQQ (TQQQ). Investment is an individual decision that adults make - there should not be any restriction or regulation in that process unless it's against the law.
Dear Regulators, I am well able to make my own financial decisions without your interference. I do not want any additional government regulation of leveraged ETF's. I use select leveraged ETF's to hedge my standard investment accounts. Leave these investments vehicles as they are.
There should be no provision that attempts to limit my right to invest in leveraged or inverse funds, that is my choice and no one else. What should ONLY be the focus is transparency as to the risks and accurate information provided through disclosures and financial reporting and that is where the regulatory emphasis should be.
It is an investors right to freely access the entirety of the public securities markets without arbitrary restrictions. Leveraged and inverse funds are important to investment strategy. The proposed scheme hurts investors' freedom and financial security. It upends regulatory system but is arbitrary and unworkable. I'm against the restriction.
In brokerage accounts such as TD Ameritrade, we are free to trade stocks and financial instruments such as leveraged and inverse funds without any pressures of dealing with an actual broker. There is no solicitation or advertising on these sites that points us to any particular fund or stock. Please don't restrict this freedom.
Inverse funds are used as a means to hedge investments. There is ample information and training online regarding short ETFs and therefore testing investors is an unnecessary administrative and financial burden. Regulations should not be put imposed on individuals who should have the freedom to manage their own risk.
