The public does not need restraint or hurtles to overcome from regulation of processes in choice of investment or involvement in digital investments made by personal choice. I have not read this proposed rule however I shall now because it is evident that unless the government has total control of all assets the money mongers aren't happy. We need real transparency with sound guidelines
I strongly oppose regulators determining which investments are the correct ones for me and my family.
Our industry needs to focus more time and effort on educating the general public and engaging with younger demographics K-12 students to help develop financial literacy programs at a younger age.
Investments should be available to everyone, not just the wealthy or privileged. If regulators are
I reject the proposed changes to existing rules for retail investors to invest in leverages and inverse funds. I would hope that the purpose of the rules and regulations you apply are to protect individuals and ensure fairness in the markets. Restricting the access of the masses to markets makes them less fair.
My experience as a small retail investor with multiple brokerages and their trading
INFORMATIONAL
Registration Rules
Effective Date: July 7, 2003
SUGGESTED ROUTING
KEY TOPICS
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Operations
Principals
Registration
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Qualification Examinations
General Securities Principal Sales Supervisor Module (Series 23)
General Securities
These rules are exceptionally deleterious. In a free society with free markets it is presumed that individuals know their own best interests. Undoubtedly mistakes will be made, but these mistakes are self-correcting because people learn. Bureaucratic mistakes are not self-correcting, because when there is a mistake made. then bureaucracies tend to either deny, or add more regulations.
Remember that time the people of Massachusetts weren't allowed to take part in Apple's IPO? I love blanket rules that assume those with wealth also have more knowledge and have done more research. Not everyone is lucky enough born into old money. But this sure is a step in the right direction to make sure fewer people have that privilege in the future. Make sure to limit the
TO: All NASD Members
On February 17, 1984, the Securities and Exchange Commission ("Commission" or "SEC") approved 1/ new Article III, Section 38 of the Association's Rules of Fair Practice, an Explanation of the Board of Governors, and an amendment to the Code of Procedure for Handling Trade Practice Complaints ("Code of Procedure"). These rule changes are
Proposed Rule Change Relating to the Fee for the Regulatory Element of Continuing Education
NASDR has filed with the SEC a proposed rule change to Interpretive Memorandum 2830-1 of the NASD regarding mutual fund breakpoint sales to clarify its application to modern portfolio investment strategies.
I oppose any restrictions on my right to invest in public investments. I do not agree that any special process like passing a test to be able to invest in public securities and inverse leveraged funds. Making investors try and prove their ability to protect my investments puts a restriction on my ability to secure my entire portfolio of investments. I am NOT ALIGNED with this notice as it creates
