INFORMATIONAL
District Elections
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District Elections
Executive Summary
The purpose of this Special Notice to Members is to inform members of the upcoming nomination and election process to fill forthcoming vacancies on the District Committees and the District Nominating
Neutral Corner - February 2007
I can’t believe how non transparent Wall Street is. Institutional Investors have it all in their favour. Retail Investors have nothing. It’s a corrupt system. Nothing was learned by 2008. Dark pools should either be visible or outlawed. Synthetic share are a no but so clearly used but nothing is done to regulate. FTD’s are placed on the threshold security list for 13 days but then nothing happens
I tried to purchase AMC stock in January, I was denied and frozen by Robinhood. I put in the money and tried to purchace below 10$, they refuse to execute my order...then wouldn't let me cancel it. They finally filled it after it hit the high around 18$ I have screenshot and email. Then, all of my friends were limited to buying power of a few shares a day! The economic impact is drastic as
Hello my comment is really quite simple I’m a new investor trying to break the cycle of poverty in my family with that being said as little as I know i have seen the blatant manipulation and illegal actions by billionaire companies only be handed a fine for breaking the law and completely manipulating a system that should be for everyone not just the 1 percent who has molded the stock market to
I have held stock in both GME and AMC since January. I watched as the GME stock was manipulated by several Brokers when they all removed/limited retail investors ability to purchase stock but allowed selling. This resulted in a " Flash Crash" of GME price. Since then we have watched Companies use shorts/naked shorts to manipulate the price of both AMC and GME. There seems to be a
The problem is not the rules... Rules are there already and you know as well as everyone else that the issue is that the rules are for thee and not for me. Enforce the rules that are on the books and stop not only the naked short selling but also the political hacks working for your agency and all throughout the financial industry regulatory authorities. Tell me... How much again did Pelosi make
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Executive Summary
The Department of the Treasury's (Treasury) amendments to the Bank Secrecy Act (BSA), which facilitate tracing funds through the funds transmittal process, became effective May 28, 1996. For transmittals of funds of $3,000 or more, broker/dealers are
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*These are suggested departments only. Others may be appropriate for your firm.
EXECUTIVE SUMMARY
The Securities and Exchange Commission (SEC) recently approved an amendment to Paragraph (b), Part VI,
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Executive Summary
In Notice to Members 99-
