If regulators want to prevent people from gambling, then restrict the worst first. start be preventing online sports betting. then prevent sports betting at casinos. Then prevent slot machines at casinos.
and if the wish to help small investors, make Robinhood and others disclose how much they are paid for "pay for order flow"
And if they wish to help all investors, make
It doesnt make sense to have all these requirements to buy complex investments. Investors need to take responsibility when they make a purchase that results in a big loss. It is common sense to do research and manage your own risks before buying complex securities. It is not fair to have investors meet all these requirements before a complex security is brought. By doing basic research on the
I oppose restrictions to my right to invest and be able to choose the public investments that are right to me and my family. Leveraged and inverse funds are important tools in my investment strategies that help protect my investments when used as a limited part of my overall portfolio, and equitable and non-discriminatory access to them is imperative to public in free market economy and democracy
LINGMUYI CAHello, regulators! We invest in stocks and all public investments, including ETFs, based on a portfolio of shareholders using surplus funds from the company's operations. Thanks for the risk tips for leveraged and inverse funds. Before investing, carefully evaluate the financial situation and put the company in a low-risk capital structure; at the same time, fully understand the
I am disturbed that once again the wealthy are being given special privileges when it comes to investing. I should be able to decide if public securities such as leveraged and inverse funds makes sense for my own investment portfolio.
I am perfectly capable of studying and understanding financial instruments and by limiting my access to funds you are limiting my opportunities to provide for my
Sophisticated investor rules are outdated in the age of the internet. I have multiple degrees related to investment and financial analysis. Under the Sophisticated investor rules I cant invest in certain opportunities, and now you want to expand that? Excluding the average American from any investment opportunity does nothing but ensure that those who are already wealthy will continue to gain
Imposing laws to prohibit and make it harder for the average person to invest is wrong. Actions like this are the reason many people distrust the government and the top 1% income earners. We should be able to invest our money to build wealth and stability for our families without "tests" and needing "permission" from a broker. Funds help to build out my
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.Report_TOC{
Effective Date: July 1, 1997
SUGGESTED ROUTING
Legal & Compliance
Operations
Systems
Trading
Executive Summary
The following is a corrected list of the Small Order Execution SystemSM (SOESSM) tier size changes that became effective on July 1, 1997. The list of SOES tier size
As a short term tool, buying inverse ETFs can be very valuable, and can actually help traders achieve financial objectives that they can not either otherwise achieve, or would require the use of riskier derivatives. Obviously, assets do not always rise, so trading just the long side means forgoing potential profit when assets decline. Also, using inverse ETFs during declining markets acts as a
