INFORMATIONAL
Board of Governors Nominees
SUGGESTED ROUTING
KEY TOPICS
Executive Representatives
Senior Management
NASD Board of Governors
The Annual Meeting of members of NASD will be held on December 5, 2002. The formal notice of the meeting, including the precise date, time, and location of the Annual Meeting, will be mailed on or about November 4, 2002.
The
Broker-Dealer, Investment Adviser Firm, Agent and Investment Adviser Representative, and Branch Renewals for 2016
By checking "I Agree" or accessing or using the FINRA Fixed Income Data website or the data and other information available on the FINRA Fixed Income Data website (the “Data”), you acknowledge and agree to terms of this User Agreement (including the Third Party Terms and Disclaimers below) and all other applicable terms posted on the FINRA Fixed Income Data website. Please read them
Proposed Consolidated FINRA Rules Governing FINRA’s Membership Application Proceedings
INFORMATIONAL
FIPS Changes
SUGGESTED ROUTING
KEY TOPICS
Corporate Finance
Legal & Compliance
Municipal/Government Securities
Operations
Senior Management
Trading & Market Making
FIPS
As of October 21, 2001, the following bonds were added to the Fixed Income Pricing System (FIPSSM).
Symbol
Name
Coupon
Maturity
ADLA.GS
Adelphia Communications Corp
SUGGESTED ROUTING
Senior Management
Corporate Finance
Institutional
Legal & Compliance
Municipal
Operations
Systems
Trading
As of April 24, 1998, the following bonds were added to the Fixed Income Pricing SystemSM (FIPSSM).
Symbol
Name
Coupon
Maturity
PRVC.GA
President Riverboat Casinos Inc
13.000
09/15/01
TCFD.GB
Trump's Castle Funding Inc
Final Renewal Statements for Broker-Dealers, Investment Adviser Firms, Agents and Investment Adviser Representatives, and Branches
Notice of FINRA Small Firm Advisory Board Election and Ballots
Notice of SFAB Election and Ballots
Notice of SFAB Election and Ballots
