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Systems Status

Fund Analyzer (tools.finra.org)

Resolved

Status: Resolved

First Reported: July 10, 2025 - 12:00 a.m.

Last Update: July 24, 2025 - 7:38 p.m.

Description: Average Annual Return section data is corrected and now available in the Fund Analyzer tool.

DR Portal

Scheduled Maintenance

Status: Service Unavailable

Maintenance Period: Saturday, July 26th from 8 a.m. to 12 p.m.

Description: FINRA’s DR Portal system will be unavailable while routine maintenance is performed Saturday, July 26th from 8 a.m. to 12 p.m.

CE Platform for Regulatory Element & Practical Element CE

Scheduled Maintenance

Status: Brief Service Disruptions May Occur

Maintenance Period: Saturday July 26th 2025 from 12 a.m. to Saturday July 26th 2025 4 a.m.

Description: FINRA’s CE platform may experience brief service disruptions from Saturday July 26th 2025 from 12 a.m. to Saturday July 26th 2025 4 a.m. Eastern Time (ET). During this period, the following users may be redirected to a SABA system outage page:

  • FinPro users with an open Regulatory Element or Practical Element CE window,
  • self-enrolled CE participants, including MSRB and FSAWP-designated individuals.

CE Platform for Regulatory Element & Practical Element CE

Scheduled Maintenance

Status: Service Disruptions May Occur

Maintenance Period: Wednesday, July 30th from 8 p.m. to 2 a.m.

Description: FINRA’s CE platform may experience service disruptions while routine maintenance is performed Wednesday, July 30th from 8 p.m. to 2 a.m. CE participants who experience issues during this time are advised to please wait an hour before trying to access the system again.

Test Enrollment Services System (TESS)

Scheduled Maintenance

Status: Service Disruptions May Occur

Maintenance Period: Wednesday, July 30th from 8 p.m. to 2 a.m.

Description: FINRA’s Test Enrollment Services System (TESS) may experience service disruptions while routine maintenance is performed Wednesday, July 30th from 8 p.m. to 2 a.m. Individuals who experience issues during this time are advised to please wait an hour before trying to access the system again.

Vouchers

Scheduled Maintenance

Status: Service Disruptions May Occur

Maintenance Period: Wednesday, July 30th from 8 p.m. to 2 a.m.

Description: FINRA’s Voucher system may experience service disruptions while routine maintenance is performed Wednesday, July 30th from 8 p.m. to 2 a.m. Individuals who experience issues during this time are advised to please wait an hour before trying to access the system again.

SIE Enrollment Link in CRD

Scheduled Maintenance

Status: Service Disruptions May Occur

Maintenance Period: Wednesday, July 30th from 8 p.m. to 2 a.m.

Description: FINRA’s SIE Enrollment system may experience service disruptions while routine maintenance is performed Wednesday, July 30th from 8 p.m. to 2 a.m. Individuals who experience issues during this time are advised to please wait an hour before trying to access the system again.

NASAA Portal

Scheduled Maintenance

Status: Service Disruptions May Occur

Maintenance Period: Wednesday, July 30th from 8 p.m. to 2 a.m.

Description: FINRA’s NASAA Portal may experience service disruptions while routine maintenance is performed Wednesday, July 30th from 8 p.m. to 2 a.m. Individuals who experience issues during this time are advised to please wait an hour before trying to access the system again.

CRCP

Scheduled Maintenance

Status: Service Disruptions May Occur

Maintenance Period: Wednesday, July 30th from 8 p.m. to 2 a.m.

Description: FINRA’s CRCP system may experience service disruptions while routine maintenance is performed Wednesday, July 30th from 8 p.m. to 2 a.m. Individuals who experience issues during this time are advised to please wait an hour before trying to access the system again.