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TRACE Technical Notices

Title Date
FINRA New Issue Form System Availability
FINRA to disable Transport Layer Security (TLS) version 1.0 and version 1.1
FINRA New Issue Form Changes
FINRA Updates FINRA Transparency Services Uniform Executing Broker Agreement
Holiday Reminder Regarding FINRA Market Transparency Reporting Systems
FINRA New Issue Submission Platform Training Videos
Update - FINRA TRAQS Errors
FINRA TRAQS Errors
Reminder - U.S. Treasury Securities Executed to Hedge a Primary Market Transaction
FINRA New Issue Submission Platform
FINRA Forms Issue (FINRA Order Form, FINRA New Issue Form, FINRA Participant Agreement Form)
Update - FINRA Forms Issue (FINRA Order Form, FINRA New Issue Form, FINRA Participant Agreement Form)
U.S. Treasury Securities Executed to Hedge a Primary Market Transaction Production Test
U.S. Treasury Securities Executed to Hedge a Primary Market Transaction Production Test
TRACE for Corporate and Agency API Specifications Update
Holiday Reminder Regarding TRACE Market Data
FINRA Forms
Update - FINRA Forms
Reminder – Testing U.S. Treasury Securities Executed to Hedge a Primary Market Transaction
Introduction to Transparency Services Initiatives and Webpage
Holiday Reminder Regarding TRACE Market Data
Update - TRACE Treasuries Hedge Primary Market Transactions
Now Available - Weekly Aggregated Reports and Statistics for U.S. Treasury Securities
Pandemic/Business Continuity Planning for FINRA Reporting Facilities
FINRA Termination of CTCI Protocol for Reporting Trades to TRACE AND ORF
FINRA Termination of CTCI Protocol for Reporting Trades to TRACE and ORF
NTF Availability for CTCI-MQ Protocol Users
Holiday Reminder Regarding TRACE Market Data
FINRA to Publish Weekly Aggregated Reports and Statistics for U.S. Treasury Securities Effective Date: March 10, 2020
Extension to FINRA Planned Termination of CTCI Protocol for Reporting Trades to TRACE and ORF