December 14, 2017 |
ARB170025 |
Matthew Grady
|
Expedited Decision |
|
December 08, 2017 |
2014040347701 |
Craig Gary Langweiler
|
Disciplinary Decision - Default |
|
December 08, 2017 |
2013039306601 |
Michael Timothy Dolan
|
Disciplinary Decision |
|
November 21, 2017 |
2013037522501 |
Order Adding Additional Exhibit into Evidentiary Record
|
Disciplinary Order |
17-21 |
November 15, 2017 |
2015045951303 |
Vladimir Tingue
|
Disciplinary Decision - Default |
|
November 13, 2017 |
2013035345701 |
Order Sustaining Department of Enforcement’s Objection to Respondents’ Inclusion of Erin Vocke on their Proposed Witness List
|
Disciplinary Order |
17-20 |
November 13, 2017 |
2015047154001 |
Order Denying Respondent’s Amended Motion to Grant Expert Testimony
|
Disciplinary Order |
17-19 |
November 08, 2017 |
2014041985401 |
APPEALED:
James Larkin Powers
|
Disciplinary Decision |
|
November 08, 2017 |
2014040809501 |
Eddie Basora, Jr.
|
Disciplinary Decision |
|
November 06, 2017 |
2015048048801 |
Werner, Stanton, & Legend Securities, Inc.
|
Disciplinary Decision - Default |
|
November 06, 2017 |
2015048048801 |
Hank M. Werner and Legend Securities, Inc.
|
Disciplinary Decision |
|
November 02, 2017 |
2015047828802 |
Demitrios Hallas
|
Disciplinary Decision - Default |
|
October 25, 2017 |
2014042291901 |
APPEALED:
Gopi K. Vungarala
|
Disciplinary Decision |
|
October 06, 2017 |
2016049603001 |
Christopher Schaeffer
|
Disciplinary Decision - Default |
|
October 03, 2017 |
ARB170022 |
Craig Arnold Sorenson
|
Expedited Decision |
|
October 02, 2017 |
2013037401001 |
APPEALED:
Stanley Clayton Niekras
|
Disciplinary Decision |
|
September 26, 2017 |
2012031748203 |
William Norris Jordan
|
Disciplinary Decision |
|
September 18, 2017 |
2014040873501 |
Cecil E. Nivens
|
Disciplinary Decision - Default |
|
September 08, 2017 |
2013035740901 |
Order Denying Respondents’ Motion for Summary Disposition
|
Disciplinary Order |
17-18 |
September 06, 2017 |
2014040476901 |
APPEALED:
C.L. King and Gregg Alan Miller
|
Disciplinary Decision |
|
September 05, 2017 |
2016051925301 |
Order Granting Motion Regarding Witness Sequestration
|
Disciplinary Order |
17-16 |
September 05, 2017 |
2016051925301 |
Order Granting Motion to Permit Witness Counsel to be Present During Testimony
|
Disciplinary Order |
17-17 |
August 30, 2017 |
2016049252901 |
Peyton Nelson Jackson
|
Disciplinary Decision - Default |
|
August 25, 2017 |
ARB170007 |
Timothy S. Fannin
|
Expedited Decision |
|
August 16, 2017 |
2014043020901 |
Matthew J. Dodds
|
Disciplinary Decision |
|