July 17, 2023 |
2021071137001 |
Order Deferring Ruling on Lek Securities Corp. and Charles Frederik Lek’s Motion in Limine to Exclude Certain Evidence |
23-22 |
February 21, 2023 |
2017055886402 |
Order Rejecting Respondents’ Pre-Hearing Objections to the Department of Enforcement’s Proposed Witnesses and Denying Respondent’s Motion in Limine |
23-06 |
February 21, 2023 |
2017055886402 |
Order Sustaining One of Respondents’ Objections to the Department of Enforcement’s Proposed Exhibits and Overruling Other Objections |
23-08 |
February 21, 2023 |
2017055886402 |
Order Denying the Department of Enforcement’s Objection to One of Respondents’ Witnesses, but Imposing Certain Requirements on Respondents |
23-09 |
February 09, 2023 |
2020066627202 |
Order Regarding Pre-Hearing Objections and Motion in Limine |
23-05 |
July 14, 2022 |
2019061528001 |
Order Granting Enforcement's Motion for Leave to Use Demonstrative |
22-14 |
July 14, 2022 |
2019061528001 |
Order Denying the Parties' Motions in Limine |
22-13 |
May 26, 2022 |
2019061528001 |
Order Denying Respondents' Motion for Leave to Offer Expert Testimony |
22-09 |
February 10, 2022 |
2018058537302 |
Order Granting Department of Enforcement’s Motion for Leave to Use Demonstrative |
22-04 |
November 10, 2021 |
2018057274302 |
Order Sustaining Department of Enforcement’s Objections to Enforcement Attorney Gary Chodosh Being Called as a Witness, and Granting Motion in Limine |
21-14 |
May 19, 2021 |
2019064313901 |
Order Sustaining Respondent Paramveer Singh’s Objection to the Admission of CX-30 into Evidence |
21-08 |
January 19, 2021 |
2018058588501 |
Order Regarding Enforcement’s Motion in Limine and Pre-Hearing Objections |
21-02 |
August 12, 2020 |
2019063790901 |
Order Denying Respondent’s Motion for Return of His Computer, Motion in Limine to Preclude and/or to Place Conditions on the Testimony of Customer A, and Motion Related to Discovery Issues |
20-15 |
August 05, 2020 |
2017055164001 |
Order Denying Respondent’s Motions In Limine |
20-10 |
July 02, 2020 |
2016048837401 |
Order Granting In Part And Denying In Part Respondent’s Motion In Limine Regarding Expert Testimony |
20-09 |
November 29, 2019 |
2017054405401 |
Order Granting Enforcement’s Motion in Limine |
19-35 |
August 23, 2019 |
2015045312501 |
Order Following Pre-Hearing Conference |
19-32 |
August 06, 2019 |
2016049321302 |
Order Granting Respondent Forte’s Supplemental Motion for Leave to Offer Expert Testimony |
19-31 |
May 14, 2019 |
2017053382401 |
Order on Enforcement’s Objections to Respondents’ Proposed Witness List and Exhibits and Motion in Limine |
19-17 |
May 02, 2019 |
2015045312501 |
Order Granting Parties’ Motions for Leave to Permit Expert Testimony |
19-15 |
October 31, 2018 |
2016050025401 |
Order Granting in Part Enforcement’s Pre-Hearing Motion |
18-16 |
May 03, 2018 |
2014039775501 |
Order Regarding Enforcement’s Motion to Strike Respondent’s Witnesses and Exhibits and Respondent’s Motion to Strike Enforcement Exhibits |
18-09 |
May 02, 2018 |
2014041860801 |
Omnibus Order on Pre-Hearing Motions |
18-07 |
April 02, 2018 |
2015047069701 |
Order Granting in Part and Denying in Part Enforcement’s Motion In Limine and to Strike Portions of Respondent’s Pre-Hearing Brief and Related Evidence |
18-17 |
November 13, 2017 |
2015047154001 |
Order Denying Respondent’s Amended Motion to Grant Expert Testimony |
17-19 |
November 13, 2017 |
2013035345701 |
Order Sustaining Department of Enforcement’s Objection to Respondents’ Inclusion of Erin Vocke on their Proposed Witness List |
17-20 |
March 21, 2017 |
2013035817701 |
Order 1) Granting Enforcement’s Motion For Leave to Permit Expert Testimony and 2) Amending Case Management and Scheduling Order Regarding Filing Exhibits. |
17-07 |
March 16, 2017 |
2015044921601 |
Order Denying Respondent’s Motion for Leave to Present Expert Testimony |
17-05 |
February 24, 2017 |
2014042059701 |
Order Denying Respondent’s Motion for Permission to Offer Expert Testimony. |
17-03 |
July 28, 2016 |
20120342425-01 |
Order Concerning Parties’ Motion for Leave to Present Expert Testimony |
16-20 |
May 24, 2016 |
2014043020901 |
Order Ruling on Witness Objections |
16-18 |
March 03, 2016 |
2014040968501 |
Omnibus Order on Pre-Hearing Motions |
16-13 |
February 22, 2016 |
2014040501801 |
Order Denying Motion for Permission to Present Expert Testimony |
16-06 |
February 03, 2016 |
2012033393401 |
Order Granting in Part and Denying in Part Respondent’s Motion in Limine to Exclude the Testimony of KA, BS, and MC. |
16-04 |
January 29, 2016 |
2014040295201 |
Order Denying Respondents’ Motion for Expert Testimony |
16-02 |
January 20, 2016 |
2015044960501 |
Order Denying Motion to Admit Newly Discovered Evidence, dated January 20, 2016. |
16-01 |
December 22, 2015 |
2014040968501 |
Order Granting in Part and Denying in Part Enforcement's Motion in Limine to Preclude the Respondent from Introducing Testimony and Evidence at the Hearing |
15-15 |
April 08, 2015 |
2011025622001 |
Order Denying Respondent's Motion for Leave to Permit Expert Testimony |
15-08 |
February 03, 2015 |
2011025706401 |
Order Granting Department of Enforcement’s Motion for Leave to Offer Expert Testimony |
15-04 |
September 09, 2014 |
2011025617702 |
Order Denying Respondents’ Motion to Permit Expert Testimony |
14-05 |
November 09, 2012 |
2010020846601 |
Order Granting Enforcement’s Motion to Offer Expert Testimony and Respondent’s Motion to Allow Expert Testimony |
12-07 |
March 14, 2012 |
2009018771602 |
Order Denying Respondent’s Motion to Present Expert Witness |
12-01 |
July 28, 2011 |
2008012925001 |
Order Regarding Pending Motions and Pre-Hearing Issues |
11-10 |
June 08, 2011 |
2007010398802 |
Order on Enforcement’s Objections to Respondent’s Proposed Exhibit List and Motion In Limine in Part |
11-11 |
May 18, 2011 |
2007010580702 |
Order Granting Enforcement’s Motion Concerning the Testimony of MO, MB, and JF, and Denying the Respondent’s Motion to Exclude Their Testimony |
11-06 |
May 16, 2011 |
2007011413501 |
Order Denying Respondents’ Motion to Exclude Certain Portions of the Expert Report of HGF and to Preclude His Expert Testimony on the Issue of Suitability |
11-05 |
March 24, 2011 |
2009017798201 |
Order Denying Respondent’s Motion for Leave to Offer Expert Testimony |
11-04 |
May 28, 2010 |
200011592201 |
Order Denying Respondents' Motion for Leave to Offer Expert Testimony |
10-03 |
November 11, 2009 |
2007007255603 |
Order Following Final Pre-Hearing Conference and Granting, in Part, Enforcement's Motion to Preclude Testimony and Exhibits |
09-03 |
February 29, 2008 |
20070077587 |
Rulings on Pre-Hearing Motions and Notice of Hearing |
08-03 |
February 26, 2008 |
2005003437102 |
Order Denying Motion for Leave to Offer Expert Testimony |
08-02 |
June 11, 2007 |
E102003025201 |
Order Ruling on (1) Objections to Witnesses, (2) Motion to Substitute Exhibit, (3) Motions in Limine, and (4) Motions to Strike the Respondents' Affirmative Defenses |
07-21 |
May 17, 2007 |
E102003025201 |
Order Denying Respondents' Request for Leave to Offer Expert Testimony |
07-20 |
March 27, 2007 |
2005000440701 |
Order Regarding Pre-Hearing Motions |
07-12 |
February 16, 2007 |
2005000316701 |
Order Ruling on Respondents' Motions to Strike Department of Enforcement's Exhibits |
07-05 |
February 15, 2007 |
2005000316701 |
Order Ruling on Department of Enforcement's (1) Objections to Witnesses and Documents, (2) Motion to Partially Strike Respondents' Pre-Hearing Brief, (3) Motion in Limine, and (4) Motion for Ruling on the Admissibility of Documents and Business Records |
07-04 |
February 13, 2007 |
2005000094001 |
Order Denying Respondents' Motion for Leave to Offer Expert Testimony |
07-03 |
December 28, 2006 |
E8A2003084806 |
Order Granting Complainant's Motion in Limine |
06-58 |
November 16, 2006 |
2005000316701 |
Order (1) Granting Complainant's Motion in Limine; (2) Denying Complainant's Motion to Sequester Witnesses, Without Prejudice; (3) Denying Respondents' Motions to Dismiss; (4) Denying Respondents' Motion to Strike; (5) Granting, in Part, Respondents' Motion To Preclude; (6) Denying, in Part, and Deferring, in Part, Respondents' Motion For Leave to Present Expert Testimony and (7) Denying Respondents' Motion for Leave to File a Compilation of Motions, Briefs and Rulings |
06-55 |
November 07, 2006 |
E1020040926-01 |
Order Precluding the Respondents from Presenting Witnesses at the Hearing, Other Than Respondent 2 |
06-52 |
October 23, 2006 |
EAF0300770001 |
Order Permitting Expert Testimony |
06-49 |
September 15, 2006 |
EAF0400300001 |
Order Granting Parties Leave to Offer Expert Testimony and Amending Schedule for Hearing |
06-38 |
September 08, 2006 |
CAF040079 |
Order Denying Respondent's Request for Leave to File Motion in Limine |
06-36 |
April 25, 2006 |
CLG050021 |
Order Following Final Pre-Hearing Conference and Ruling on Motions in Limine |
06-32 |
April 17, 2006 |
E0220030425-01 |
Order Denying Respondent's Motion to Disqualify Expert Witness |
06-30 |
April 12, 2006 |
CLG050021 |
Order Partially Granting the Complainant's Motion to Disqualify Expert Witness |
06-26 |
March 23, 2006 |
CLI050007 |
Order Precluding Evidence and Denying Respondent's Motion to Continue Hearing |
06-28 |
March 15, 2006 |
E0220030425-01 |
Order Granting the Parties' Motions for Leave to Introduce Testimony of Handwriting Experts and Denying Respondent's Motion to Introduce Testimony of a Polygraph Examiner |
06-25 |
March 03, 2006 |
E9B2003033501 |
Order Sustaining Complainant's Objections to Respondent's Expert Witness Designation and Report |
06-20 |
January 20, 2006 |
C05050015 |
Order Number 06-14 (C05050015)Order Following Final Pre-Hearing Conference and Rulings on Motions in Limine |
06-14 |
January 19, 2006 |
CLG050021 |
Order Establishing Procedure Governing Presentation of Expert Testimony |
06-13 |
January 13, 2006 |
CLI050016 |
Order Granting, In Part, Complainant's Motion to Preclude and Denying Respondent's Motion to Limit Complainant's Evidence |
06-12 |
December 15, 2005 |
CE3050003 |
Order Deferring Ruling on Joint Motion for Leave to Offer Expert Testimony |
05-42 |
October 30, 2005 |
C3A040045 |
Order (1) Granting Complainant's Motion for Leave to Offer Telephone Testimony and Denying Respondent's Motion to Postpone the Hearing; (2) Granting Complainant's Motion in Limine; and (3) Denying Respondent's Motion in Limine |
05-37 |
October 19, 2005 |
CAF040058 |
Order Granting the Parties' Motions for Leave to Introduce Expert Testimony |
05-35 |
May 17, 2005 |
C9B040098 |
Order Granting Motions to Strike Affirmative Defenses and for Leave to Offer Expert Testimony |
05-21 |
May 05, 2005 |
C02040032 |
Order Denying Respondent's Request for Leave to Offer Expert Testimony |
05-19 |
April 21, 2005 |
CAF040070 |
Order Denying Respondents' Motion for Leave to Introduce Expert Testimony |
05-17 |
April 07, 2005 |
CAF040058 |
Order Denying Respondents' Motion for Leave to Introduce Expert Testimony and to Compel Production of Documents |
05-15 |
April 05, 2005 |
CAF040002 |
Order Denying Complainant's Objection to Expert Testimony of Paul Mason |
05-14 |
April 04, 2005 |
CAF040002 |
Order Denying Respondents' Motion in Limine to Preclude Complainant from Using New Simulation Model |
05-13 |
March 29, 2005 |
C01040017 |
Order Granting in Part the Department's Motion to Preclude the Respondent from Introducing Evidence at the Hearing |
05-11 |
October 28, 2004 |
CAF040020 |
Order Ruling On Pre-Hearing Motions |
04-29 |
September 15, 2004 |
CAF030067 |
Order Denying Motion to Strike Witnesses |
04-19 |
July 30, 2004 |
C9B040013 |
Order Granting Respondents' Motion to Introduce Expert Testimony |
04-12 |
June 18, 2004 |
C3A040006 |
Order Denying Motion to Compel Testimony |
04-06 |
April 23, 2004 |
C9B040033 |
Pre-Hearing Order |
04-24 |
October 29, 2003 |
CAF030008 |
Order Regarding the Department's Motions in Limine |
03-22 |
October 15, 2003 |
C01020022 |
Order Granting the Parties' Motions for Leave to Introduce Expert Testimony |
03-19 |
July 07, 2003 |
CAF020053 |
Order on Respondent's Expert Witness Designation |
03-16 |
April 30, 2003 |
CMS020143 |
Order Denying Complainant's Motion in Limine |
03-11 |
April 08, 2003 |
CAF020023 |
Order Granting Complainant's Motion in Limine |
03-08 |
February 07, 2003 |
C07020067 |
Order Granting Motion in Limine |
03-14 |
April 23, 2002 |
CAF000027 |
Order Following Final Pre-Hearing Conference |
02-06 |
April 04, 2002 |
C02010041 |
Pre-Hearing Order |
02-05 |
May 23, 2001 |
CAF000013 |
Order Granting Complainant's Motion to Preclude the Introduction of Expert Testimony |
01-15 |
February 15, 2001 |
CMS000157 |
Order Granting Respondent's Motion to Exclude Documents |
01-05 |
October 09, 2000 |
C07000023 |
Pre-Hearing Order |
00-30 |
October 06, 2000 |
C9B000013 |
Order Denying Respondent's Motion for Leave to Offer Expert Witness Testimony |
00-29 |
July 05, 2000 |
C01000003 |
Order Denying Respondents' Motion Seeking Leave to Introduce Expert Witness Testimony |
00-15 |
May 05, 2000 |
CAF990007 |
Order Denying Respondents' Motion Seeking Leave to Introduce Expert Witness Testimony |
00-11 |
July 17, 1999 |
C8A990015 |
Hearing Panel Order Granting Respondent'sMotion for Leave to Introduce Expert Witness Testimony |
99-11 |
March 22, 1999 |
C02980073 |
Order Granting Enforcement's Motion for Leave to Introduce Expert Witness Testimony |
99-03 |
August 04, 1998 |
CAF970011 |
Order Granting in Part and Denying in Part Complainant's Motion in Limine |
98-26 |
March 10, 1998 |
C05970035 |
Order Granting in Part Motion of Complainant to Exclude Respondents' Expert Witness and Certain Other Witnesses |
98-22 |
January 22, 1998 |
CMS970026 |
Order Granting the Department of Enforcement's Motion for Telephone Testimony, Denying Respondents' Motion for Use of an Expert Witness and Denying Respondents' Motion to Compel Production of Documents |
98-11 |
January 20, 1998 |
C10970161 |
Order |
98-7 |
December 15, 1997 |
CMS970028 |
Order Granting in Part Complainant's Motion to Exclude Witnesses and Amend Exhibit List |
97-12 |
November 15, 1997 |
C07970055 |
Final Pre-hearing Conference Order |
97-9 |