FINRA Board of Governors

Richard G. Ketchum, Chairman
Chief Executive Officer
FINRA
Washington, DC


John J. Brennan
(Industry)
The Vanguard Group, Inc.
Malvern, PA

Kevin Carreno
(Industry)
International Assets Advisory, LLC
Orlando, FL

Mark S. Casady
(Industry)
LPL Financial
Boston, MA

Mark Cresap
(Industry)
Cresap, Inc.
Radnor, PA

Carol Anthony (John) Davidson
(Public)
Retired
Princeton, NJ

W. Dennis Ferguson
(Industry)
Capital Investment Group
Boca Raton, FL

Gregory J. Fleming
(Industry)
Morgan Stanley Smith Barney
Purchase, NY

William H. Heyman
(Public)
The Travelers Companies, Inc.
Saint Paul, MN

Susan Wolburgh Jenah
(Public)
Former President and CEO of
Investment Industry Regulatory
Organization of Canada
Toronto, ON

Robert Keenan
(Industry)
St. Bernard Financial Services
Russellville, AR

Shelly Lazarus
(Public)
Ogilvy & Mather
New York, NY

Joshua S. Levine
(Public)
Retired
New York, NY

Brigitte C. Madrian
(Public)
Harvard Kennedy School of Government
Cambridge, MA

Joseph M. Mecane
(Industry)
Barclays
New York, NY

Richard S. Pechter
(Public)
Retired
New York, NY

John W. Schmidlin
(Public)
Retired
New York, NY

Robert W. Scully
(Public)
Retired
New York, NY

Leslie Seidman
(Public)
Former Chairman, Financial Accounting Standards Board
Westport, CT

Joel Seligman
(Public)
University of Rochester
Rochester, NY

Luis M. Viceira
(Public)
Harvard Business School
Boston, MA

Elisse B. Walter
(Public)
Retired
Bethesda, MD

Seth H. Waugh
(Industry)
Deutsche Bank Americas
New York, NY

James D. Weddle
(Industry)
Edward Jones
St. Louis, MO