FINRA Board of Governors

Chairman


Richard G. Ketchum
Chief Executive Officer
FINRA
Washington, DC

Industry


John J. Brennan
The Vanguard Group, Inc.
Malvern, PA

Kevin Carreno
International Assets Advisory, LLC
Orlando, FL

Mark S. Casady
LPL Financial
Boston, MA

Mark Cresap
Cresap, Inc.
Radnor, PA

W. Dennis Ferguson
Capital Investment Group
Boca Raton, FL

Gregory J. Fleming
Morgan Stanley Smith Barney
Purchase, NY

Robert Keenan
St. Bernard Financial Services
Russellville, AR

Joseph M. Mecane
Barclays
New York, NY

Seth H. Waugh
Deutsche Bank Americas
New York, NY

James D. Weddle
Edward Jones
St. Louis, MO

Public


Carol Anthony (John) Davidson
Retired
Princeton, NJ

William H. Heyman
The Travelers Companies, Inc.
Saint Paul, MN

Susan Wolburgh Jenah
Former President and CEO
Investment Industry Regulatory
Organization of Canada
Toronto, ON

Shelly Lazarus
Ogilvy & Mather
New York, NY

Joshua S. Levine
Retired
New York, NY

Brigitte C. Madrian
Harvard Kennedy School of Government
Cambridge, MA

Richard S. Pechter
Retired
New York, NY

John W. Schmidlin
Retired
New York, NY

Robert W. Scully
Retired
New York, NY

Leslie Seidman
Former Chairman
Financial Accounting Standards Board
Westport, CT

Joel Seligman
University of Rochester
Rochester, NY

Luis M. Viceira
Harvard Business School
Boston, MA

Elisse B. Walter
Retired
Bethesda, MD