Jennifer Szaro | FINRA.org

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Jennifer Szaro
Jennifer Szaro

Industry Governor (Small Firm Representative)

Chief Compliance Officer, XML Securities, LLC

Governor Since 2024

Committee: Regulatory Policy Committee

Professional Experience

  • XML Securities, LLC
    • Managing equity member (2022 – Present)
    • Chief Compliance Officer, XML Securities, LLC (2013 – Present)
    • Chief Administrative Officer, XML Securities, LLC (2008 – 2012)
  • XML Financial, LLC
    • Managing equity member (2022 – Present)
    • Chief Compliance Officer (2019 – Present)
  • Executive Vice President, The Lara Group, Ltd. (2000 – 2015)
  • Administrative Officer, Lara, Shull & May, Ltd. (2000 – 2008)

Current Board Service and Affiliations

  • Advisory Committee Member, NASAA Senior Issues Committee
  • Certified Fraud Examiner 

Education

  • BS, University of Rhode Island