Wendy Lanton

Industry Governor

Chief Operations/Compliance Officer, Herold & Lantern Investments, Inc.

Governor Since 2020

Committees: Nominating & Governance Committee, Regulatory Oversight Committee

Professional Experience

• Chief Operations/Compliance Officer, Herold & Lantern Investments (1993 – present)
• FINRA Small Firm Advisory Committee (ex-officio, non-voting member)
  • Member (2015 – 2020)
  • Chair (2018)

Education

• B.A., George Washington University