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Wendy Lanton

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Industry Governor

Chief Operations/Compliance Officer, Herold & Lantern Investments, Inc.

Governor Since 2020

Committee: Nominating & Governance Committee

Professional Experience

  • Chief Operations/Compliance Officer, Herold & Lantern Investments (1993 – present)
  • FINRA Small Firm Advisory Committee (ex-officio, non-voting member)
    • Member (2015 – 2020)
    • Chair (2018)

Education

  • B.A., George Washington University