Wendy Lanton

Industry Governor
Chief Operations/Compliance Officer, Herold & Lantern Investments, Inc.
Governor Since 2020
Committees: Nominating & Governance Committee, Regulatory Oversight Committee
Professional Experience
- Chief Operations/Compliance Officer, Herold & Lantern Investments (1993 – present)
- FINRA Small Firm Advisory Committee (ex-officio, non-voting member)
- Member (2015 – 2020)
- Chair (2018)
Education
-
B.A., George Washington University