Holly Lokken

Holly Lokken is Senior Vice President in Market Regulation and Transparency Services. Ms. Lokken leads the Trading and Market Data Analytics business unit, which is a centralized market analytics center of excellence providing rapid, innovative, and impactful data and market analytics to each of FINRA’s Market Regulation core functions as well as the broader FINRA organization. Ms. Lokken has held positions in Member Regulation as well as senior level positions in Market Regulation. Ms. Lokken also developed and implemented a market analytics team and has played a key role in providing business and technical expertise on numerous integration projects through which FINRA is a provider of regulatory services. Ms. Lokken is a native of Pennsylvania and attended college in West Virginia. Prior to joining NASD/FINRA, Ms. Lokken worked for Chevy Chase Securities, Prospect Associates, and WVU Medical Hospital.