Arbitration Awards Online

Claimant(s): Timothy Kenska

Claimant Representative(s): David I. Hantman

Respondent(s): Citigroup Global Markets, Inc.

Claimant(s): Wells Fargo Clearing Services, LLC

Claimant Representative(s): Jason D. Evans

Respondent(s): Carol Miller

Claimant(s): Steven Mogul

Claimant Representative(s): Craig A. Riha

Respondent(s): UBS Financial Services Inc.

Claimant(s): Scott Brantingson, Monocacy Wealth Partners LLC

Claimant Representative(s): Paul D. Flack

Respondent(s): Nicole Sennett, Sennett & Associates Wealth Group Ltd

Claimant(s): NewBridge Securities Corp.

Claimant Representative(s): Gregg J. Breitbart

Respondent(s): John Boatright

Claimant(s): Donald Durando

Claimant Representative(s): Joshua Kons

Respondent(s): PHX Financial, Inc.

Claimant(s): Liliana Molina

Claimant Representative(s): Dochtor Kennedy

Respondent(s): Spire Securities, LLC

Claimant(s): Dale Emerick

Claimant Representative(s): Joel M. Everest

Respondent(s): UBS Financial Services Inc.

Claimant(s): Christopher Wienecke

Claimant Representative(s): Christopher H. Tovar

Respondent(s): Wells Fargo Clearing Services, LLC

Claimant(s): Wells Fargo Clearing Services, LLC

Claimant Representative(s): Gabriel Lee-Sanchez

Respondent(s): Sevag Haddadian

Claimant(s): Thomas Garity

Claimant Representative(s): Roberto C. Quiñones-Rivera

Respondent(s): UBS Financial Services Inc.

Claimant(s): Jeffrey Jackson

Claimant Representative(s): Harris Freedman

Respondent(s): Fidelity Brokerage Services LLC

Claimant(s): Joseph Barbour

Claimant Representative(s): Dochtor Kennedy

Respondent(s): BBVA Securities, Inc.

Claimant(s): James Crosson

Claimant Representative(s): William Bean

Respondent(s): LPL Financial LLC, Investors Capital Corp., Voya Financial Advisors, Inc.

Claimant(s): Sergio Agopian

Claimant Representative(s): John E. Jenkins

Respondent(s): Charles Schwab & Co., Inc.