Arbitration Awards Online

Claimant(s): R. Nicholas Volpe

Claimant Representative(s): Jenice L. Malecki

Respondent(s): Wells Fargo Clearing Services, LLC

Claimant(s): Paul Getty

Claimant Representative(s): Peter Lindholm

Respondent(s): LightPath Capital, Inc

Claimant(s): Kristen Gratton

Claimant Representative(s): Dochtor Kennedy

Respondent(s): MML Investors Services, LLC

Claimant(s): Adam Feingold, Beverly Walford, Bonnie Violi, Carlos Prado Lyon, Cristina Heiden, David Weiner, Dennis Moeller, Edward Ross, Eleanor Sander, Elliot Silverstone, Ethan Morris, Frank Partipilo, Frank Violi, Genevieve Partipilo, Gwendolyn Craig, Heide Feingold, Jeff Lubetkin, Jerry Waldman, Jill Parker, John Bumbarger, John Vano, Kenneth Stacey, Krystal Pescatore, Lawrence Silver, Mark Birnbaum, Mei-Hon Lai, Patricia Clark, Paul Larson, Richard Sander, Rick Schillinger, Robert Canterbury, Robert Walford, Scott Clark, Sebastian Rodrigano, Steve Ulene, Steven Parker, Suzanna Georgi, Thomas Geiger, Thomas Georgi, Valerie Bumbarger, William Craig, William Heiden, 20122 Carwash, LLC, Canterbury Enterprises, LLC, Carwash One Austin, LLC, Delajon Realty Corp, Geiger Properties II, LLC, Gosum, LLC, PWEVC, LLC, RDE Holdings, LLC, RKP Equities, LLC, Rayford Crossing, Ltd., Sanderlandco LLC, Shpark, LLC, Western Way Partners, LLC, Robert F & Beverly J Walford Life Estate, IAL Limited Partnership, The Kevlar Family Limited Partnership, Edward Erich Ross Rev Liv Trust, Frank Partipilo and Genevieve Partipilo, Georgie Family Trust dtd 01-21-1999, Jeff Lubetkin Trust dtd 5/31/1999, Marisa C. Vano Trust, The Bumbarger Family Trust dtd 1/25/2017, The Dennis E. Moeller Living Trust

Claimant Representative(s): Kalju Nekvasil

Respondent(s): Chay Lapin, Dwight Kay

Claimant(s): William Smith

Claimant Representative(s): John Cataldo

Respondent(s): OSAIC Wealth, Inc

Claimant(s): Frank Rzomp

Claimant Representative(s): Scott L. Silver

Respondent(s): Michael Magruder

Claimant(s): Mark Rychel

Claimant Representative(s): Jonathan M. Sterling

Respondent(s): OSAIC Wealth, Inc

Claimant(s): Monda Hanna

Claimant Representative(s): David I. Hantman

Respondent(s): UBS Financial Services Inc.

Claimant(s): Matthew Buchsbaum

Claimant Representative(s): David Hantman

Respondent(s): UBS Financial Services Inc.

Claimant(s): Joanna Huang Graham

Claimant Representative(s): Joanna Huang Graham

Respondent(s): Fidelity Brokerage Services LLC

Claimant(s): Matthew Stangl, Morgan Stangl

Claimant Representative(s): Theodore J, Waldeck

Respondent(s): Adam Phillipich, Equitable Advisors, LLC

Claimant(s): David Gilchrist

Claimant Representative(s): Peter Lindholm

Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.

Claimant(s): Barbara McFall, Jacqueline Kunreuther, Jean Anastasio, Louise French, George and Evelyn Brennan, John and Frances Serdjuk, Jon and Pamela Hopkins, Michelina and Antonio Mazzarelli, Modestino and Diane Perugini, Patrick and Dianne Accetta

Claimant Representative(s): Aaron Israels

Respondent(s): James McArthur, Vincent Camarda, A.G. Morgan Financial Advisors, LLC

Claimant(s): Avigail Rosemore

Claimant Representative(s): Timothy Cronin Lynch

Respondent(s): Morgan Stanley

Claimant(s): Ava Arjmand

Claimant Representative(s): Ryan K. Bakhtiari

Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.