Large Options Positions Report (LOPR) – Listed

Term

Description

Exceptions Periods

 Date of all listed options position, as reported.

Total Number of Exceptions

 Total number of issues reported during the period.

Large Options Positions Reported (LOPR) - Listed Detail Data

Term

Description
Position Date The position date.
Exception ID A FINRA generated exception identifier.
Count of Accounts (in-concert) The count of accounts identified that potentially are in-concert (please note this does not indicate bullish positions).
Account Type

The account type of the position:

  • C = Customer (Non-OCC Firm must use C only)

  • F = Firm
Aggregate Long Position (in-concert) The Aggregate Long Contract Quantity for Account Acting In-Concert (please note this does not indicate bullish positions).
Aggregate Short Position (in-concert) The Aggregate Short Contract Quantity for Account Acting In-Concert (please note this does not indicate bullish positions).
Alert Type

The Reporting types are:

  • LOPR Reporting

  • In-Concert

  • Effective Date
Effective Date and LOPR Reporting alerts identify a change in a Firm’s OCC Positions for the customer or Firm account range in an option series from one day to the next that is not reflected in that Firm’s LOPR. These alerts will show the prior day and current day OCC positions and the size of the position reported to the LOPR system.

In-Concert Alerts identify accounts reported to the LOPR system with the same Tax Number, different account numbers, and not as in-concert.
Allocated Exchange The exchange that the firm is allocated to per the 17d-2 agreement on the position date.
Change in LOPR The firm's Current day LOPR minus its Previous day LOPR.
Change in OCC Position The firm's Current day OCC minus its Previous day OCC.
Clearing Member The firm’s OCC clearing member number.
Current LOPR The Firm's current day LOPR position.
LOPR as % of OCC Position Ratio of values in Current LOPR and OCC Position fields.
Difference as % of OCC Position Ratio of values in difference as % of OCC change and change in OCC Position fields.
Difference as % of OCC Change Difference between values in change in OCC Positions and change in LOPR

*Please note this is currently not expressed as a percent
Expiration Date The option's expiration date.
Firm Name The firm name.
OCC Position The current day OCC position.
Option Symbol The option symbol.
Position Type (Long/Short) Long or Short please note that this does not indicate bullish/bearish positions)
Prior Day LOPR The previous day LOPR position.
Prior Day OCC Position The previous day OCC position.
Prior LOPR/OCC Position Date The business date immediately preceding the position date.
Put / Call Code The Put / Call Indicator.
Record Count The number of LOPR/ records contained in this exception
Alert Score A FINRA score applied to the alert.
Strike Price The option's strike price.
Tax ID (in-concert) The tax number.

note: the number will truncated
Underlying Symbol The option's underlying symbol.