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2023 FINRA Firm Grouping Conference

2023 FINRA Firm Grouping Conference | October 9-10 | Kissimmee, FL

FINRA’s Firm Grouping Conference is an in-person event designed to provide FINRA member firms the opportunity to engage in conversations on key topics tailored to each firm grouping. This conference also offers networking opportunities to meet with other professionals across firm segments and FINRA senior leadership including a significant presence of Member Supervision officers and senior directors.

Please note: Free webinars will be held at a later date for each Firm Grouping covering the key topics addressed during the conference.


The agenda for the 2023 Firm Grouping Conference will be posted at a later date.


Kissimmee, FL

The hotel location will be provided after registering for the event.


A room block is available at the conference hotel at the special room rate of $269 per night, plus tax. The rate is available until September 17, 2023, or until the room block is sold out.

Room Reservation Process for FINRA Programs
To reserve a room at the conference hotel, you must first register as an attendee for the conference. In order to book your hotel reservation. Please contact us with any additional questions.

Registration Fees

In-Person Rates

FINRA Member Firm
must provide valid CRD #

In-person conference fees include attendance to all sessions and conference materials, scheduled breakfast, lunches and receptions.

Conference registration is limited and available on a first-come, first-served basis. Payment is required at the time your registration is submitted. You will receive an email confirmation of your completed registration form and payment. Please make sure your registration has been confirmed prior to your arrival onsite at the conference.

Travel Disclaimer: FINRA suggests that you do not purchase restricted or nonrefundable tickets for travel to the conference, especially prior to receipt of your registration confirmation. FINRA assumes no liability for penalties or fare increases should the conference sell out or in the unlikely event that changes to the conference dates and/or location become necessary.


A full refund—less a $75 processing fee—will be granted to written requests received 14 days or more prior to the start date of the event. Refunds will not be granted after September 25, 2023.

Important Pre-Event Information

COVID-19 Requirements for In-person Attendees

As of January 30, 2023:

Health and Safety Requirements for FINRA Meetings and Conferences
To sustain a healthy and safe environment, FINRA will be using an approach based on CDC COVID-19 Community Levels (Low, Medium, High) for in-person meetings in line with FINRA’s COVID-19 policy. The current COVID-19 variants spread easily through airborne transmission. In addition, the current variants are more infectious than the original virus and can result in reinfections for those who might have been previously infected.

As part of our commitment to creating the safest possible environment for our in-person events, we strongly recommend that all attendees do the following for all in-person meetings regardless of the CDC COVID-19 Community Level:

  • Stay up to date with COVID-19 vaccinations, including all primary series doses and boosters for their age group.
  • Take a rapid COVID test prior to attending a meeting to ensure that you are not carrying the disease.
  • Wear a mask in indoor settings if you are at high risk for severe illness.

If the CDC COVID-19 Community Level is High in the location where the meeting will be held, we recommend that all attendees and staff:

  • Test negative to a rapid COVID-19 test within 24 hours of travel and in person interactions at the meeting or conference. 
  • Wear a mask.

The health requirements for each event may be affected by changes in the CDC COVID-19 Community Levels.  You will be notified in advance of any changes to health requirements for this event if the CDC COVID-19 Community Levels change.  You can monitor the CDC COVID-19 Community Levels for all locations in the country at

Additional Information

Please direct questions about registration to (800) 321-6273 or via email.


This event is open to the media.


FINRA members should complete the form below and click "Submit" to proceed.


Don't know your firm's CRD#? Look it up in BrokerCheck.