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Trade Reporting and Compliance Engine (TRACE) Documentation

Trade Reporting

Corporate, Agency and 144A Debt

SystemCurrentFutureHistorical
Multi-Trade Entry and Trade Recall Quick Reference GuideMulti-Trade Entry and Trade Recall Quick Reference Guide - version 1.1
Published May 26, 2017
  
TRACE Web API Specifications for Corporate and Agency DebtVersion 4.12a
Published October 23, 2023
 

Version 3.0 - 4.9; 4.11 - 4.12

Version 4.10

TRACE OTC Corporate Bonds and Agency Debt User GuideVersion 5.3a
Published October 23, 2023
 

Version 5.1

Version 2.0 - 5.0; 5.3

Version 5.2

TRACE FIX Specifications for Corporates and AgenciesTRACE FIX Spec for Corporates and Agencies Version 1.5
Published May 16, 2022
 TRACE FIX Spec for Corporates and Agencies v1.4

Securitized Products

SystemCurrentFutureHistorical
Multi-Trade Entry and Trade Recall Quick Reference GuideMulti-Trade Entry and Trade Recall Quick Reference Guide - version 1.1
Published May 26, 2017
  
TRACE Web API Specification for Securitized ProductsTRACE Securitized Products Web API specification - Version 5.2
Published May 15, 2023
 

Version 2.0 - 5.0

Version 5.1

TRACE Securitized Products User GuideVersion 5.1
 
 Version 2.0 - 5.0
TRACE FIX Specifications for Securitized ProductsTRACE FIX Spec for Securitized Products v1.8
Published March 5, 2018
  

Treasuries

SystemCurrentFutureHistorical
TRACE Web API Specification for Treasury SecuritiesTRACE Web API Specification for Treasury Securities - Version 3.1
Published May 15, 2023
 Version 3.0
Published June 13, 2017
Multi-Trade Entry and Trade Recall Quick Reference GuideMulti-Trade Entry and Trade Recall Quick Reference Guide - version 1.1
Published May 26, 2017
  
TRACE For Treasuries User GuideVersion 2.1
 
 Version 2.0
Published October 29, 2020
TRACE FIX Specifications for Treasury SecuritiesTRACE FIX Specification for Treasuries v1.5
Published August 3, 2020
 TRACE FIX Specification for Treasury Securities v1.4
Published March 5, 2018

Other Products

SystemCurrentFutureHistorical
FINRA ADDS User GuideVersion 16.5
Published March 2023
  
Issue Management Web User GuideVersion 1.4
Published October 2023
  
Issue Management System Bulk Upload User GuideVersion 1.4
Published August 2023
  
Enrolling in Multifactor Authentication (MFA) to Access the TRAQS WebsiteVersion 1.3
(Published October 30, 2023)
 

Version 1.2
Published January 2022

Version 1.1
Published February 2021

Multifactor Authentication (MFA) Web HelpVersion 2.0
(Published October 30, 2023)
 Version 1.0 
Published February 2021

Dissemination

SystemCurrentFutureHistorical
TRACE BTDS SpecificationTRACE BTDS Specification - version 4.8
Published May 16, 2022
 

Version 4.7

Version 3.0 - 4.6

TRACE ATDS SpecificationTRACE ATDS Specification - version 3.8
Published May 16, 2022
 

Version 3.7

Version 2.0 - 3.6

TRACE BTDS 144A SpecificationTRACE BTDS 144A Specification - version 2.9
Published May 16, 2022
 

Version 2.8

Version 1.0 - 2.7

TRACE SPDS SpecificationTRACE SPDS Specification - version 2.8
Published December 21, 2023
 

Version 1.1 - 2.6

Version 2.7

TRACE SPDS 144A Transaction SpecificationTRACE SPDS 144A Transaction Specification - version 1.7
Published February 18, 2022
 Version 1.1 - 1.6