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Trade Reporting and Compliance Engine (TRACE) Documentation

Trade Reporting

Corporate, Agency and 144A Debt

System Current Future Historical
Multi-Trade Entry and Trade Recall Quick Reference Guide Version 1.1
Published May 26, 2017		    

TRACE Web API Specifications for Corporate and Agency Debt

 Version 4.10
published June 29, 2020		   Version 3.0 - 4.9

TRACE OTC Corporate Bonds and Agency Debt User Guide

 Version 5.0
Effective April 19, 2021		   Version 2.0 - 4.7

TRACE FIX Specifications for Corporates and Agencies

 Version 1.4
Published March 5, 2018		    

Securitized Products

System Current Future Historical
Multi-Trade Entry and Trade Recall Quick Reference Guide Version 1.1
Published May 26, 2017		    

TRACE Web API Specification for Securitized Products

 Version 5.1
Published December 3, 2018		   Version 2.0 - 5.0

TRACE Securitized Products User Guide

 Version 5.0
Effective April 19, 2021		   Version 2.0 - 4.8

TRACE FIX Specifications for Securitized Products

 Version 1.8
Published March 5, 2018		    

Treasuries

System Current Future Historical

TRACE Web API Specification for Treasury Securities

 Version 3.0
Published June 13, 2017		    
Multi-Trade Entry and Trade Recall Quick Reference Guide Version 1.1
Published May 26, 2017		    
TRACE For Treasuries User Guide Version 2.0
Effective April 19, 2021		   Version 1.4
Published December 1, 2019

TRACE FIX Specifications for Treasury Securities

 Version 1.5
Published August 3, 2020		   Version 1.4
Published March 5, 2018

Other Products

System Current Future Historical

FINRA ADDS User Guide

 Version 16.3
Published April 2019		    
Issue Management Web User Guide Version 1.3
Published August 2020		    
Issue Management System Bulk Upload User Guide Version 1.2
Published July 2020		    
Enrolling in Multifactor Authentication (MFA) to Access the TRAQS Website Version 1.1
Published February 2021		    
Multifactor Authentication (MFA) Web Help Version 1.0
Published February 2021		    

Dissemination

System Current Future Historical
TRACE BTDS Specification Version 4.6A
Published May 14, 2018		   Version 3.0 - 4.5
TRACE ATDS Specification Version 3.6A
Published May 14, 2018 		  Version 2.0 - 3.5
TRACE BTDS 144A Specification Version 2.7A
Published May 14, 2018		   Version 1.0 - 2.6
TRACE SPDS Specification Version 2.6A
published May 14, 2018 		  Version 1.1 - 2.5
TRACE SPDS 144A Transaction Specification Version 1.6A
published May 14, 2018 		  Version 1.1 - 1.5