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Trade Reporting and Compliance Engine (TRACE) Documentation

Trade Reporting

Corporate, Agency and 144A Debt

System Current Future Historical
Multi-Trade Entry and Trade Recall Quick Reference Guide Version 1.1
Published May 26, 2017
   

TRACE Web API Specifications for Corporate and Agency Debt

Version 4.10
published September 3, 2021
  Version 3.0 - 4.9

TRACE OTC Corporate Bonds and Agency Debt User Guide

Version 5.0
Effective April 19, 2021
  Version 2.0 - 4.7

TRACE FIX Specifications for Corporates and Agencies

Version 1.4
Published March 5, 2018
   

Securitized Products

System Current Future Historical
Multi-Trade Entry and Trade Recall Quick Reference Guide Version 1.1
Published May 26, 2017
   

TRACE Web API Specification for Securitized Products

Version 5.1
Published December 3, 2018
  Version 2.0 - 5.0

TRACE Securitized Products User Guide

Version 5.0
Effective April 19, 2021
  Version 2.0 - 4.8

TRACE FIX Specifications for Securitized Products

Version 1.8
Published March 5, 2018
   

Treasuries

System Current Future Historical

TRACE Web API Specification for Treasury Securities

Version 3.0
Published June 13, 2017
   
Multi-Trade Entry and Trade Recall Quick Reference Guide Version 1.1
Published May 26, 2017
   
TRACE For Treasuries User Guide Version 2.0
Effective April 19, 2021
  Version 1.4
Published December 1, 2019

TRACE FIX Specifications for Treasury Securities

Version 1.5
Published August 3, 2020
  Version 1.4
Published March 5, 2018

Other Products

System Current Future Historical

FINRA ADDS User Guide

Version 16.3
Published April 2019
   
Issue Management Web User Guide Version 1.3
Published August 2020
   
Issue Management System Bulk Upload User Guide Version 1.2
Published July 2020
   
Enrolling in Multifactor Authentication (MFA) to Access the TRAQS Website Version 1.1
Published February 2021
   
Multifactor Authentication (MFA) Web Help Version 1.0
Published February 2021
   

Dissemination

System Current Future Historical
TRACE BTDS Specification Version 4.6A
Published May 14, 2018
  Version 3.0 - 4.5
TRACE ATDS Specification Version 3.6A
Published May 14, 2018
  Version 2.0 - 3.5
TRACE BTDS 144A Specification Version 2.7A
Published May 14, 2018
  Version 1.0 - 2.6
TRACE SPDS Specification Version 2.6A
published May 14, 2018
  Version 1.1 - 2.5
TRACE SPDS 144A Transaction Specification Version 1.6A
published May 14, 2018
  Version 1.1 - 1.5