Trade Reporting and Compliance Engine (TRACE) Documentation
Trade Reporting
Corporate, Agency and 144A Debt
| System | Current | Future | Historical |
|---|---|---|---|
| Multi-Trade Entry and Trade Recall Quick Reference Guide |
Published May 26, 2017 |
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TRACE Web API Specifications for Corporate and Agency Debt |
Version 4.10 Published September 3, 2021 |
Version 4.11 Effective November 6, 2023 |
Version 3.0 - 4.9 |
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TRACE OTC Corporate Bonds and Agency Debt User Guide |
Version 5.2 |
Version 5.3 Effective November 6, 2023 |
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TRACE FIX Specifications for Corporates and Agencies |
TRACE FIX Spec for Corporates and Agencies Version 1.5 |
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TRACE FIX Spec for Corporates and Agencies v1.4 |
Securitized Products
| System | Current | Future | Historical |
|---|---|---|---|
| Multi-Trade Entry and Trade Recall Quick Reference Guide |
Published May 26, 2017 |
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TRACE Web API Specification for Securitized Products |
Published December 3, 2018 |
Version 2.0 - 5.0 | |
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TRACE Securitized Products User Guide |
Version 5.1 |
Version 2.0 - 5.0 | |
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TRACE FIX Specifications for Securitized Products |
Published March 5, 2018 |
Treasuries
| System | Current | Future | Historical |
|---|---|---|---|
|
TRACE Web API Specification for Treasury Securities |
Published June 13, 2017 |
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| Multi-Trade Entry and Trade Recall Quick Reference Guide |
Published May 26, 2017 |
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| TRACE For Treasuries User Guide | Version 2.1 |
Version 2.0 Published October 29, 2020 |
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TRACE FIX Specifications for Treasury Securities |
Published August 3, 2020 |
Published March 5, 2018 |
Other Products
| System | Current | Future | Historical |
|---|---|---|---|
|
FINRA ADDS User Guide |
Version 16.5 Published March 2023 |
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| Issue Management Web User Guide | Version 1.3 Published August 2020 |
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| Issue Management System Bulk Upload User Guide | Version 1.2 Published July 2020 |
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| Enrolling in Multifactor Authentication (MFA) to Access the TRAQS Website | Version 1.2 Published January 2022 |
Version 1.1 Published February 2021 |
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| Multifactor Authentication (MFA) Web Help | Version 1.0 Published February 2021 |
Dissemination
| System | Current | Future | Historical |
|---|---|---|---|
| TRACE BTDS Specification |
TRACE BTDS Specification - version 4.8 |
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| TRACE ATDS Specification |
TRACE ATDS Specification - version 3.8 |
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| TRACE BTDS 144A Specification |
TRACE BTDS 144A Specification - version 2.9 |
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| TRACE SPDS Specification | TRACE SPDS Specification - version 2.7 Published February 18, 2022 |
Version 1.1 - 2.6 | |
| TRACE SPDS 144A Transaction Specification | TRACE SPDS 144A Transaction Specification - version 1.7 Published February 18, 2022 |
Version 1.1 - 1.6 |