Entitlement Program

The FINRA Entitlement Program provides a secure way for firms to access many of FINRA’s web-based systems with a single user ID and password.

The Entitlement Program includes a Super Account Administrator (SAA) role that allows firms to create, modify and delete account administrator and user accounts for FINRA applications. Individuals at firms must contact their SAA for access to most FINRA systems. See Information Notice 3-24-10 for more details.

2018 Entitlement Certification
FINRA's Annual Entitlement User Accounts Certification Process begins January 8, 2018, and concludes February 8, 2018. During this period, Super Account Administrators (SAAs) for firms with more than one user must certify that users at their firm who require access to applications in FINRA’s Entitlement Program have only those entitlement privileges required to perform their job responsibilities and to delete accounts for users who no longer require access.

For detailed information, refer to the following pages:

Password Update
All passwords changed or created on or after July 29, 2017, must conform to updated password requirements.

Following are links to additional information regarding the FINRA Entitlement Program:

For questions, contact the Gateway Call Center:

  • Broker-dealer firms: (301) 869-6699
  • Funding Portals: (301) 590-6500
  • Investment adviser firms: (240) 386-4848