New Organization Super Account Administrator (SAA) Agreement

Use the New Organization SAA Agreement to designate a Super Account Administrator (SAA) when your organization is new and requires access to the FINRA Entitlement Program. This agreement has specific instructions and signature requirements noted in the agreement which must be met for processing. Please select your method of submission from one of the options provided below.

Electronic Submission via DocuSign

The agreement can be completed electronically. The link below will take you to the DocuSign website and will prompt you to enter the name and email address of an individual at your firm who has the authority to sign for the firm (refer to the full definition of an Authorized Signatory on the agreement). DocuSign will email a code to the Authorized Signatory in order to validate the email address and allow the Authorized Signatory to access the agreement. Once the agreement is complete, it will be sent to FINRA for processing. Please allow up to three business days for the SAA to be created.

Downloadable PDF Submission via Email or Mail

If you would prefer to download and complete the agreement offline, you may download the agreement as a PDF. The agreement includes instructions on how to submit the agreement.

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