Preferred Pricing Program

COMPLIANCE TOOLS

Preferred Pricing Program

The FINRA Preferred Pricing Program is an online directory of vendors that offer discounted pricing on a variety of Information Archiving services. This program seeks to assist firms’ compliance efforts by finding, reviewing, and making third-party tools and services available at discounted prices. Currently, the following vendors participate in the program: Global Relay, Patrina, Smarsh, and Vault America. Access the program below for more information. These tools and services are provided as a convenience to firms. If you have feedback on the Preferred Pricing Program, send an email to Member Relations and Education.

Disclaimer

FINRA's Preferred Pricing Program assists firms’ compliance efforts by finding, reviewing, and making third-party tools and services available to firms at discounted prices. These tools and services are provided solely as a convenience to firms. FINRA does not endorse these products and firms are not obligated to use them. Their use does not ensure compliance with FINRA rules or other regulations or laws. Firms should perform their own due diligence, including technical and financial reviews, before making any vendor decisions. FINRA does not receive compensation from companies participating in the Preferred Pricing Program.