For Investors: Education Is Key to Protection

The Alert Investor

What to Expect When Your Broker Leaves ©iStockphoto.com/NicolasMcComber

What to Expect When Your Broker Leaves

If the broker you are working with leaves your brokerage firm, it may prompt questions about the departing broker and the status of your accounts following the departure. For this reason, FINRA has consistently sought to ensure that customers can make a timely and informed choice about where to maintain their assets when their broker moves on to a new firm.

Cryptocurrency Trading Platforms: Do Your Homework ©iStockphoto.com/ATTRIBUTION

Cryptocurrency Trading Platforms: Do Your Homework

In the new world of cryptocurrencies and blockchain technology, a number of service providers have emerged to assist users in managing their cryptocurrencies. An important development is the emergence of cryptocurrency online platforms that let users buy, sell, exchange, and in some cases, store cryptocurrencies.

Prepare to Invest

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Set Your Financial Goals

Know what you want to accomplish with your investments before you invest.

Products and Professionals

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Key Investing Concepts

Learn about a range of investment products and the people who sell them.

Protect Your Money

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Avoid Fraud

Learn to spot and avoid investment fraud.

Resolve a Problem

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File a Complaint

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