FINRA-Registered Representatives
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1.1 Sizes and Counts

Anyone actively involved in a FINRA-registered firm’s investment banking or securities business must be registered as a representative with FINRA (FINRA-registered representative). To become registered, securities professionals are required to pass qualification exams to demonstrate competence in their particular securities activities. A FINRA-registered representative’s duties may include supervision, sales of securities or training of persons associated with the member firm. The number of registered representatives is the number of individuals with an approved status in the Central Registration Depository (CRD).

Figure 1.1.1

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Figure 1.1.2

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Table 1.1.3

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Figure 1.1.4

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Table 1.1.5

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Figure 1.1.6

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Table 1.1.7

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Figure 1.1.8

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1.2 Status Changes

Figure 1.2.1

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Table 1.2.2

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Figure 1.2.3

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Figure 1.2.4

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Figure 1.2.5

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1.3 Geographic Distribution

 
Figure 1.3.1 Geographic Distribution of State Level Registrations, 2024
(See linked page)

 
Figure 1.3.2 Geographic Distribution of State Level Registration Growth, 2023 to 2024
(See linked page)

 
Table 1.3.3