Skip to main content

James Bailey Comment On Regulatory Notice 22-08

I understand that there are predatory finance company's that'll use promising language. However, regulation isn't the answer to this problem. You need to hold the predators accountable. Our bloated government and the hundreds if not thousands of regulations will make it easier for these predators to hide behind. Bigger government is not better government, free markets are, and it will root out bad actors. V/r

Dr. Kirkman Comment On Regulatory Notice 22-08

I consider it vital that ordinary investors retain the right to invest in leveraged, inverse funds such as UVXY. During market declines, these are frequently nearly the only investments that go up, while everything else goes down together like a flock of birds. During the financial crisis of 2008, I was wiped out because I only invested in stocks which my investment letters assured me would be hardy enough to withstand any correction. Instead, I found out the hard way, they all dropped together.

Jonathan Freed Comment On Regulatory Notice 22-08

I am a 40 year old CFA Charterholder, investing for my own portfolio. I am shocked and disturbed to hear that investing in and/or trading certain products will be contingent upon certain criteria. I am investing my own capital, and feel it is against my rights to be told what I can and cannot invest in. Furthermore, I have completed extensive exams within the financial space, as well as worked for the largest global investment manager, BlackRock.